Chapter 0 — Preliminaries

§4. Ringed Spaces

4.1. Ringed spaces; -Modules; -Algebras

(4.1.1) A ringed space (resp. topologically ringed space) is a pair consisting of a topological space and a sheaf of rings (not necessarily commutative) (resp. a sheaf of topological rings) on ; we call the topological space underlying the ringed space , and the structure sheaf. The latter will be written , and its stalk at will be written or simply when no confusion can arise.

We shall write 1 or for the unit section of over (the unit element of ).

Since in this treatise we shall mainly consider sheaves of commutative rings, when we speak of a ringed space without further qualification it will be understood that is a sheaf of commutative rings.

Ringed spaces with structure sheaf not necessarily commutative (resp. topologically ringed spaces) form a category, with morphisms defined as pairs consisting of a continuous map and a ψ-morphism (3.5.1) of sheaves of rings (resp. sheaves of topological rings). The composite of a second morphism with , written , is with and the composite of and (equal to ; cf. 3.5.2). For ringed spaces, recall that (3.5.5); hence if and are injective (resp. surjective) homomorphisms, so is , using that is an isomorphism for every (3.7.2). One checks at once that when is injective and is surjective, the morphism is a monomorphism (T, 1.1) in the category of ringed spaces.

By abuse of language, we shall often replace by in the notation — for instance writing in place of for — when no confusion can arise.

(4.1.2) For every subset , the pair is plainly a ringed space, called induced on by (or the restriction of to ). If is the canonical injection and the identity of , then is a monomorphism of ringed spaces, called the canonical injection. The composite of a morphism with this injection is called the restriction of to .

(4.1.3) We shall not return to the definition of -Modules or algebraic sheaves on a ringed space (G, II, 2.2); when is a sheaf of rings not necessarily commutative, by -Module we shall always mean "left -Module" unless explicit mention is made to the contrary. The -submodules of will be called sheaves of (left, right, or two-sided) ideals in , or -Ideals.

When is a sheaf of commutative rings, and the module structure is replaced everywhere by an algebra structure in the definition of -Modules, one obtains the definition of an -Algebra on . Equivalently, an -Algebra (not necessarily commutative) is an -Module together with an -Module homomorphism and a section over such that:

1° the diagram

𝒞 ⊗_𝒜 𝒞 ⊗_𝒜 𝒞 ──φ⊗1──→ 𝒞 ⊗_𝒜 𝒞
        │                         │
      1⊗φ                         φ
        │                         │
        ↓                         ↓
   𝒞 ⊗_𝒜 𝒞 ─────φ────→         𝒞

commutes;

2° for every open and every section , .

To say that is a commutative -Algebra is to say in addition that the diagram

𝒞 ⊗_𝒜 𝒞 ──σ──→ 𝒞 ⊗_𝒜 𝒞
       ↘φ      ↙φ
          𝒞

commutes, where is the canonical symmetry of the tensor product .

Homomorphisms of -Algebras are defined as homomorphisms of -Modules as in (G, II, 2.2), but of course no longer form an abelian group.

If is an -submodule of an -Algebra , the sub--Algebra of generated by is the sum of the images of the homomorphisms (for ). It is also the sheaf associated with the presheaf of algebras , where is the subalgebra of generated by the submodule .

(4.1.4) A sheaf of rings on a topological space is said to be reduced at a point if the stalk is a reduced ring (1.1.1); is reduced if it is reduced at every point. Recall that a ring is said to be regular if each local ring ( ranging over the prime ideals of ) is a regular local ring; we say that a sheaf of rings on is regular at a point (resp. regular) if the stalk is a regular ring (resp. if is regular at every point). Finally, we say that is normal at a point (resp. normal) if is integral and integrally closed (resp. if is normal at every point). A ringed space has one of these properties if does.

A sheaf of graded rings is by definition a sheaf of rings that is the direct sum (G, II, 2.7) of a family of sheaves of abelian groups with . A graded -Module is an -Module that is a direct sum of a family of sheaves of abelian groups satisfying . Equivalently, (resp. ) at every point .

(4.1.5) For a ringed space (not necessarily commutative), we shall not recall the definitions of the bifunctors , , and (G, II, 2.8 and 2.2) on the categories of left or right -Modules (as the case may be), with values in the category of sheaves of abelian groups (or more generally -Modules, where is the center of ). The stalk at any is canonically identified with , and there is a canonical functorial homomorphism which in general is neither injective nor surjective. The bifunctors above are additive and in particular commute with finite direct sums; is right exact in and in , commutes with inductive limits, and (resp. ) is canonically identified with (resp. ). The functors and are left exact in and ; precisely, given an exact sequence , the sequence

0 → ℋom_𝒜(ℱ, 𝒢′) → ℋom_𝒜(ℱ, 𝒢) → ℋom_𝒜(ℱ, 𝒢″)

is exact; given an exact sequence , the sequence

0 → ℋom_𝒜(ℱ″, 𝒢) → ℋom_𝒜(ℱ, 𝒢) → ℋom_𝒜(ℱ′, 𝒢)

is exact; analogous properties hold for Hom. Moreover, is canonically identified with ; finally, for every open ,

Γ(U, ℋom_𝒜(ℱ, 𝒢)) = Hom_{𝒜|U}(ℱ|U, 𝒢|U).

For any left (resp. right) -Module , the dual of , written , is the right (resp. left) -Module .

Finally, if is a sheaf of commutative rings and is an -Module, then is a presheaf whose associated sheaf is an -Module written , called the -th exterior power of . One checks easily that the canonical map of the presheaf into is injective, and that for every , . Plainly is a covariant functor in .

(4.1.6) Suppose is a sheaf of rings not necessarily commutative, a sheaf of left ideals of , and a left -Module. We write for the sub--Module of that is the image of (where is the sheaf associated with the constant presheaf ) under the canonical map ; plainly for every . When is commutative, is also the canonical image of . It is immediate that is also the -Module associated with the presheaf . If are two sheaves of left ideals, then .

(4.1.7) Let be a family of ringed spaces; for each pair , suppose given an open subset and an isomorphism of ringed spaces , with and the identity. Suppose moreover that for every triple , writing for the restriction of to , the map is an isomorphism of onto , and that (gluing condition for the ). One first forms the topological space obtained by gluing the along the via the ; identifying with the open subset of , the hypotheses imply that the three subsets , , are identified with . One then transports the ringed-space structure of to ; the resulting satisfy the gluing condition (3.3.1) and hence define a sheaf of rings on . One says that is the ringed space obtained by gluing the along the via the .

4.2. Direct image of an -Module

(4.2.1) Let , be two ringed spaces and a morphism . Then is a sheaf of rings on and is a sheaf-of-rings homomorphism. Let be an -Module; its direct image is a sheaf of abelian groups on . Moreover, for every open ,

Γ(U, ψ_*(ℱ)) = Γ(ψ⁻¹(U), ℱ)

is equipped with a module structure over the ring ; the bilinear maps defining these structures are compatible with restriction, giving a structure of -Module. The homomorphism then equips with a -Module structure as well; this -Module is called the direct image of by and is written . If are two -Modules on and is an -homomorphism, it is immediate (considering sections over open subsets of ) that is a -homomorphism , and a fortiori a -homomorphism ; as such, it is written . Thus is a covariant functor from -Modules to -Modules; it is left exact (G, II, 2.12).

On , the -Module structure together with the sheaf-of-rings structure gives a structure of -Algebra; this -Algebra is written .

(4.2.2) Let , be two -Modules. For every open , there is a canonical map

Γ(ψ⁻¹(U), ℳ) × Γ(ψ⁻¹(U), 𝒩) → Γ(ψ⁻¹(U), ℳ ⊗_𝒜 𝒩)

which is bilinear over , and a fortiori over ; it defines a homomorphism

Γ(U, Ψ_*(ℳ)) ⊗_{Γ(U, ℬ)} Γ(U, Ψ_*(𝒩)) → Γ(U, Ψ_*(ℳ ⊗_𝒜 𝒩))

which is compatible with restriction; the result is a canonical functorial homomorphism of -Modules

(4.2.2.1)    Ψ_*(ℳ) ⊗_ℬ Ψ_*(𝒩) → Ψ_*(ℳ ⊗_𝒜 𝒩),

in general neither injective nor surjective. If is a third -Module, the diagram

(4.2.2.2)    Ψ_*(ℳ) ⊗_ℬ Ψ_*(𝒩) ⊗_ℬ Ψ_*(𝒫) → Ψ_*(ℳ ⊗_𝒜 𝒩) ⊗_ℬ Ψ_*(𝒫)
                        │                                    │
                        ↓                                    ↓
             Ψ_*(ℳ) ⊗_ℬ Ψ_*(𝒩 ⊗_𝒜 𝒫) ─────────────→  Ψ_*(ℳ ⊗_𝒜 𝒩 ⊗_𝒜 𝒫)

commutes.

(4.2.3) Let , be two -Modules. For every open , by definition with . The map is a homomorphism

Hom_{𝒜|V}(ℳ|V, 𝒩|V) → Hom_{ℬ|U}(Ψ_*(ℳ)|U, Ψ_*(𝒩)|U)

for the -module structures. These homomorphisms are compatible with restriction, so they define a canonical functorial homomorphism of -Modules

(4.2.3.1)    Ψ_*(ℋom_𝒜(ℳ, 𝒩)) → ℋom_ℬ(Ψ_*(ℳ), Ψ_*(𝒩)).

(4.2.4) If is an -Algebra, the composite

Ψ_*(𝒞) ⊗_ℬ Ψ_*(𝒞) → Ψ_*(𝒞 ⊗_𝒜 𝒞) → Ψ_*(𝒞)

equips with a -Algebra structure, by (4.2.2.2). Similarly, if is a -Module, is canonically equipped with a -Module structure.

(4.2.5) Consider the special case in which is a closed subspace of and is the canonical injection . Let be the restriction of the sheaf of rings to ; an -Module may be viewed as a -Module via . Then is the -Module that induces on and 0 elsewhere. If is a second -Module, is identified with , and with .

(4.2.6) Let be a third ringed space and a morphism; if , then plainly .

4.3. Inverse image of a -Module

(4.3.1) Under the hypotheses and notation of (4.2.1), let be a -Module and its inverse image (3.7.1) — a sheaf of abelian groups on . The construction of sections of and (3.7.1) shows that is canonically a -Module. The homomorphism makes a -Module, written when confusion threatens; the tensor product is then an -Module. We call this -Module the inverse image of by and write it . If are -Modules and is a -homomorphism, one checks at once that is a -homomorphism ; hence is an -homomorphism , written . Thus is a covariant functor from -Modules to -Modules. Unlike , this functor is not exact in general but only right exact, tensoring with being a right-exact functor on -Modules.

For every , by (3.7.2),

(Ψ*(𝒢))_x = 𝒢_{ψ(x)} ⊗_{ℬ_{ψ(x)}} 𝒜_x.

The support of is therefore contained in .

(4.3.2) Let be an inductive system of -Modules with . The canonical homomorphisms give -homomorphisms , and so a canonical homomorphism . Since the stalk of an inductive limit of sheaves is the inductive limit of stalks (G, II, 1.11), this map is bijective (3.7.2). Tensor product also commutes with inductive limits, so there is a canonical functorial isomorphism of -Modules

lim⃗ Ψ*(𝒢_λ) ⥲ Ψ*(lim⃗ 𝒢_λ).

For a finite direct sum of -Modules, plainly , so tensoring with gives

(4.3.2.1)    Ψ*(⊕_i 𝒢_i) = ⊕_i Ψ*(𝒢_i).

By passage to inductive limit, the equality extends to arbitrary direct sums.

(4.3.3) Let be -Modules. From the construction of inverse images of sheaves of abelian groups (3.7.1) one obtains at once a canonical homomorphism

ψ*(𝒢_1) ⊗_{ψ*(ℬ)} ψ*(𝒢_2) → ψ*(𝒢_1 ⊗_ℬ 𝒢_2)

of -Modules; since the stalk of a tensor product of sheaves is the tensor product of stalks (G, II, 2.8), (3.7.2) shows that this map is an isomorphism. Tensoring with gives a canonical functorial isomorphism

(4.3.3.1)    Ψ*(𝒢_1) ⊗_𝒜 Ψ*(𝒢_2) ⥲ Ψ*(𝒢_1 ⊗_ℬ 𝒢_2).

(4.3.4) Let be a -Algebra; giving an algebra structure amounts to giving a -homomorphism satisfying associativity and commutativity (verified stalkwise). The isomorphism above transports this into an -Module homomorphism with the same properties, equipping with an -Algebra structure. In particular, the -Algebra is equal to (up to canonical isomorphism).

Similarly, if is a -Module, giving the module structure amounts to a -homomorphism satisfying associativity; transport gives a -Module structure on .

(4.3.5) Let be a sheaf of ideals of ; since is exact, the -Module is canonically identified with a sheaf of ideals of . The canonical injection then gives an -Module homomorphism ; we write , or when no confusion threatens, for the image of under this map. Thus by definition , and in particular using the canonical identification of stalks of with those of (3.7.2). If are two ideals of , . For an -Module , set .

(4.3.6) Let be a third ringed space and a morphism. If , then by the definition (4.3.1) and (4.3.3.1), .

4.4. Relations between direct and inverse images

(4.4.1) Under the hypotheses and notation of (4.2.1), let be a -Module. A -Module homomorphism is also called a -homomorphism of into — or simply a homomorphism of into , written , when no confusion threatens. To give such a homomorphism is to give, for every pair with open, open, , a homomorphism of -modules — viewed as a -module via — with the making the diagrams (3.5.1.1) commute. It suffices to give the for (resp. ) ranging over a basis of the topology of (resp. of ), provided one checks (3.5.1.1) for those restrictions.

(4.4.2) Under the hypotheses of (4.2.1) and (4.2.6), let be a -Module and a -morphism; then

w : ℋ ──v──→ Ψ′_*(𝒢) ──Ψ′_*(u)──→ Ψ′_*(Ψ_*(ℱ))

is a -morphism, called the composite of and .

(4.4.3) We now show that there is a canonical isomorphism of bifunctors in and

(4.4.3.1)    Hom_𝒜(Ψ*(𝒢), ℱ) ⥲ Hom_ℬ(𝒢, Ψ_*(ℱ)),

written (or simply ); the inverse is written . The definition is as follows: composing with the canonical map gives a sheaf-of-groups homomorphism , which is also a -module homomorphism. From it (3.7.1) one deduces a homomorphism , also a -Module homomorphism (as one checks); set . Similarly, from one deduces (3.7.1) a -Module homomorphism , and by tensoring with an -Module homomorphism , which we write . One verifies at once that and , and the functoriality in of . The functoriality in of then follows formally as in (3.5.4) (this reasoning would also give the functoriality of established directly in (4.3.1)).

Taking to be the identity of , is a homomorphism

taking to be the identity of , is a homomorphism

these will be called canonical. In general they are neither injective nor surjective. Canonical factorizations analogous to (3.5.3.3) and (3.5.4.4) hold.

Note that if is a section of over an open , then is the section of over , where for . Note also that any homomorphism defines for each a stalk homomorphism , factoring through the canonical map of into . The map is also the inductive limit of over neighborhoods of .

(4.4.4) Let be -Modules and be -Modules, with a homomorphism (). We write for the homomorphism with (using (4.3.3.1)); one checks that is also the composite

𝒢_1 ⊗_ℬ 𝒢_2 → Ψ_*(ℱ_1) ⊗_ℬ Ψ_*(ℱ_2) → Ψ_*(ℱ_1 ⊗_𝒜 ℱ_2),

where the first arrow is the ordinary tensor product and the second is the canonical map (4.2.2.1).

(4.4.5) Let be an inductive system of -Modules, and for each let be a homomorphism, forming an inductive system. Set and ; then the form an inductive system of homomorphisms , whose inductive limit is .

(4.4.6) Let , be -Modules, open, . The map is a homomorphism

Hom_{ℬ|V}(ℳ|V, 𝒩|V) → Hom_{𝒜|U}(Ψ*(ℳ)|U, Ψ*(𝒩)|U)

for the -module structures ( is naturally a -module, hence a -module via the canonical homomorphism of (3.7.2)). These homomorphisms are compatible with restriction, so they define a canonical functorial homomorphism

γ : ℋom_ℬ(ℳ, 𝒩) → Ψ_*(ℋom_𝒜(Ψ*(ℳ), Ψ*(𝒩))),

corresponding to a homomorphism

γ^♯ : Ψ*(ℋom_ℬ(ℳ, 𝒩)) → ℋom_𝒜(Ψ*(ℳ), Ψ*(𝒩)),

both functorial in and .

(4.4.7) Suppose (resp. ) is an -Algebra (resp. a -Algebra). If is a -Algebra homomorphism, then is an -Algebra homomorphism; this follows from the commutativity of

𝒢 ⊗_ℬ 𝒢 ────────────→ 𝒢
    │                    │
    ↓                    ↓ u
Ψ_*(ℱ ⊗_𝒜 ℱ) ────→ Ψ_*(ℱ)

and (4.4.4). Similarly, if is an -Algebra homomorphism, then is a -Algebra homomorphism.

(4.4.8) Let be a third ringed space, a morphism, and . Let be a -Module and a homomorphism. The composite is defined as the homomorphism

ℋ ──v′──→ Ψ′_*(𝒢) ──Ψ′_*(v)──→ Ψ′_*(Ψ_*(ℱ));

one checks that is

Ψ*(Ψ′*(ℋ)) ──Ψ*(v′^♯)──→ Ψ*(𝒢) ──v^♯──→ ℱ.