§4. Projective bundles. Ample sheaves

4.1. Definition of projective bundles

Definition.

Let be a prescheme, a quasi-coherent -module, and the symmetric -algebra of (1.7.4), which is quasi-coherent (1.7.7). We call the projective bundle over defined by , and denote by , the -scheme . The -module is called the tautological sheaf on .

Translator's note. EGA's 1961 term faisceau fondamental (literally "fundamental sheaf") is the modern tautological line bundle, or Serre line bundle, . We render it as "tautological sheaf" throughout §4; the term is recorded in the ledger under §4.1.1.

When is affine of ring , we have for some -module , and we then write in place of .

When we take , we write in place of ; if in addition is affine of ring , we also write in place of . Since is canonically identified with (1.7.4), is canonically identified with (3.1.7); the example (2.4.3) is then nothing but .

(4.1.2)

Let , be two quasi-coherent -modules and an -homomorphism; there is canonically associated to it a homomorphism of graded -algebras (1.7.4). If is surjective, then so is , and therefore (3.6.2, (i)) is a closed immersion , which we denote by . We may therefore say that is a contravariant functor in , provided we restrict the morphisms of quasi-coherent -modules to the surjective homomorphisms.

Still supposing surjective and setting , , and , we have, up to isomorphism,

  j*(𝒪_P(n)) = 𝒪_Q(n)            for all n ∈ ℤ,                            (4.1.2.1)

as follows from (3.6.3).

(4.1.3)

Now let be a morphism and set ; we then have (1.7.5); hence (3.5.3),

  ℙ(ψ*(𝓔)) = ℙ(𝓔) ×_Y Y'                                                   (4.1.3.1)

up to canonical isomorphism. Furthermore, we evidently have

for all ; setting and , we therefore have (3.5.4), up to isomorphism,

  𝒪_{P'}(n) = 𝒪_P(n) ⊗_Y 𝒪_{Y'}    for all n ∈ ℤ.                          (4.1.3.2)

Proposition.

Let be an invertible -module. For every quasi-coherent -module , there exists a canonical -isomorphism ; furthermore, setting and , is canonically isomorphic to for all .

Proof. Note first that if is a ring, an -module, and a free monogenic -module, one canonically defines a homomorphism of -modules

  𝕊_n(E ⊗ L) → 𝕊_n(E) ⊗ L^{⊗n}

by sending to

  (x_1 x_2 ⋯ x_n) ⊗ (y_1 ⊗ y_2 ⊗ ⋯ ⊗ y_n)         (x_i ∈ E, y_i ∈ L, for 1 ≤ i ≤ n).

One verifies immediately (by reducing to the case ) that this homomorphism is in fact an isomorphism. We conclude a canonical isomorphism of graded -algebras . Returning to the situation of (4.1.4), the preceding remarks allow us to define a canonical isomorphism of graded -algebras

  𝕊_{𝒪_Y}(𝓔 ⊗_{𝒪_Y} ℒ) ⥲ ⊕_{n≥0} 𝕊_n(𝓔) ⊗_{𝒪_Y} ℒ^{⊗n}                    (4.1.4.1)

by defining this isomorphism as one of presheaves and using (1.7.4), (I, 1.3.9), and (I, 1.3.12). The proposition then follows from (3.1.8, (iii)) and (3.2.10).

(4.1.5)

With the hypotheses of (4.1.1), set and denote by the structure morphism . Since by definition , we have a canonical homomorphism (3.3.2.2), and therefore also (0, 4.4.3) a canonical homomorphism

Proposition.

The canonical homomorphism (4.1.5.1) is surjective.

Proof. We saw in (3.3.2) that corresponds functorially to the canonical homomorphism ; since by definition generates , this homomorphism is surjective, whence the conclusion by (3.2.4).

4.2. Morphisms from a prescheme to a projective bundle

(4.2.1)

Keeping the notation of (4.1.5), let be a -prescheme, its structure morphism, and a -morphism, so that we have the commutative diagram

         r
   P ←─────── X
    \       /
   p \     / q
      ↘   ↙
        Y

Since the functor is right exact (0, 4.3.1), from the surjective homomorphism (4.1.5.1) we obtain a surjective homomorphism

But , and is locally isomorphic to , in other words an invertible sheaf on . We have thus defined, starting from , a canonical surjective -homomorphism

When is affine and , this homomorphism may be made more explicit as follows: given , it follows from (2.6.3) that

Let be an affine open of contained in , and let be its ring, an -algebra; set . The restriction of to corresponds to an -homomorphism ; we have and , where (I, 1.6.5). The restriction of to corresponds to the -homomorphism sending to . The canonical extension of to a homomorphism of -algebras

  ψ_r : q*(𝕊(𝓔)) = 𝕊(q*(𝓔)) → 𝕊(ℒ_r) = ⊕_{n≥0} ℒ_r^{⊗n}

is thus such that the restriction of to corresponds to the homomorphism sending to .

(4.2.2)

Conversely, suppose given a morphism , an invertible -module , and a quasi-coherent -module ; to a homomorphism there canonically corresponds a homomorphism of quasi-coherent -algebras

  ψ : 𝕊(q*(𝓔)) = q*(𝕊(𝓔)) → ⊕_{n≥0} ℒ^{⊗n}

and therefore (3.7.1) a -morphism , which we denote . If is surjective, then so is , and therefore (3.7.4) is everywhere defined. Moreover, with the notation of (4.2.1) and (4.2.2):

Proposition.

Given a morphism and a quasi-coherent -module , the maps and put into bijective correspondence the set of -morphisms and the set of equivalence classes of pairs consisting of an invertible -module and a surjective homomorphism , two pairs and being equivalent if there exists an -isomorphism such that .

Proof. Start first from a -morphism , form and (4.2.1), and set ; it follows at once from (4.2.1) and (3.7.2) that the morphisms and are identical (taking as generator of the element in order to define the homomorphisms of (3.7.2)). Conversely, start from a pair and form

, then and ; we show there is a canonical isomorphism such that . To define it we may place ourselves in the case , affine, and (with the notation of (4.2.1) and (3.7.2)) assign to each element of (with ) the element of . One verifies at once that does not depend on the chosen generator of ; since is surjective by hypothesis, to prove is an isomorphism it suffices to show that if in , then in ; but the first relation says that in for some , whence in , whence the conclusion. Finally, it is immediate that for two equivalent pairs and we have .

In particular, for :

Theorem.

The set of -sections of is in canonical bijective correspondence with the set of quasi-coherent sub--modules of such that is invertible.

Note that this property corresponds to the classical definition of "projective space" as the set of hyperplanes of a vector space (the classical case corresponds to , a field, and , a finite-dimensional -vector space; the with the property stated in (4.2.4) then correspond to the hyperplanes of , and we know on the other hand that the -sections of are then the -rational points of (I, 3.4.5)).

Remark.

Since there is a canonical bijective correspondence between -morphisms from to and their graph morphisms, the -sections of (I, 3.3.14), we see that conversely (4.2.3) can be deduced from (4.2.4). Denote by the set of quasi-coherent sub--modules of such that is an invertible -module. If is a -morphism, the right-exactness of gives , so the latter sheaf is invertible, and therefore is a contravariant functor on the category of -preschemes. The theorem (4.2.4) may then be interpreted as defining a canonical isomorphism of functors and , contravariant in the variable over the category of -preschemes. This also gives a characterization of the projective bundle by the following universal property, closer to geometric intuition than the constructions of §§2 and 3: for every morphism and every invertible -module that is a quotient of , there exists a unique -morphism such that .

We shall see later how, in the same way, one may define, among other things, the "Grassmannian" schemes.

Corollary.

Suppose every invertible -module is trivial (I, 2.4.8). Let be the group , regarded as a module over the ring , and let be the subset of formed by the surjective homomorphisms. Then the set of -sections of is canonically identified with , where is the group of units of .

In particular:

  1. Corollary (4.2.6) applies whenever is a local scheme (I, 2.4.8). Let be an arbitrary prescheme, a point of , and ; the fibre of is, by (4.1.3.1), identified with , where is regarded as a vector space over . More generally, if is an extension of , then is identified with . Corollary (4.2.6) therefore shows that the set of geometric points of with values in the extension of (I, 3.4.5), which one may also call the rational geometric fibre over of over the point , is identified with the projective space associated to the dual of the -vector space .
  2. Suppose is affine of ring , and that every invertible -module is trivial; take in addition . Then in (4.2.6), is identified with (I, 1.3.8), and with the set of systems of elements of generating the ideal ; two such systems define the same -section of — in other words, the same point of with values in — if and only if one is obtained from the other by multiplication by an invertible element of .

These properties justify the terminology "projective bundle" for . Note that the definition of "projective space" so obtained is in fact dual to the classical definition; this is forced upon us by the need to define for an arbitrary quasi-coherent -module , not necessarily locally free.

Remark.

We shall see in Chapter V that, if is locally Noetherian and connected and is locally free, then, setting , every invertible -module is isomorphic to one of the form , where is an invertible -module, well-determined up to isomorphism, and is a well-determined integer. In other words, is isomorphic to (0, 5.4.7). We shall also see (III, 2.1.14, taking (0, 5.4.10) into account) that for and is isomorphic to for . If is a quasi-coherent -module, every -morphism is therefore determined by the data of an invertible -module , an integer , and an -homomorphism such that the corresponding homomorphism of -modules is surjective. We shall also see that if the -morphism in question is an isomorphism, then and is isomorphic to (the converse of (4.1.4)). This will let us determine the sheaf of germs of automorphisms of as the quotient of the sheaf of groups (which is locally isomorphic to if is of rank ) by .

(4.2.8)

Keeping the notation of (4.2.1), let be a morphism; if the -morphism corresponds to the homomorphism , then the -morphism corresponds to , as follows immediately from the definitions.

(4.2.9)

Let , be two quasi-coherent -modules, a surjective homomorphism, and the corresponding closed immersion (4.1.2). If the -morphism corresponds to the homomorphism , then the

-morphism corresponds to ; this again follows from the definition given in (4.2.1).

(4.2.10)

Let be a morphism, and set . If the -morphism corresponds to the homomorphism , then the -morphism

  r_{(Y')} : X_{(Y')} → P' = ℙ(𝓔')

corresponds to . Indeed, by (4.1.3.1) we have the commutative diagram

   Y' ←─── P' = P_{(Y')} ←─── X_{(Y')}
   │           │                │
   │           │ u              │ v
   ↓           ↓                ↓
   Y  ←─── P            ←─── X
              p              r

By (4.1.3.2),

  (r_{(Y')})*(𝒪_{P'}(1)) = (r_{(Y')})*(u*(𝒪_P(1))) = v*(r*(𝒪_P(1)))
                         = v*(ℒ) = ℒ ⊗_Y 𝒪_{Y'};

on the other hand, is precisely the canonical homomorphism , as one sees by making the canonical homomorphisms for and explicit as in (4.1.6). Whence our assertion.

4.3. The Segre morphism

(4.3.1)

Let be a prescheme and , two quasi-coherent -modules; set , , and let , be the structure morphisms. Let , and let , be the canonical projections; the -module is invertible, as the tensor product of two invertible -modules (0, 5.4.4). On the other hand, if is the structure morphism , then (0, 4.3.3). The canonical surjective homomorphisms (4.1.5.1) and therefore yield, by tensor product, a canonical homomorphism

  s : r*(𝓔 ⊗_{𝒪_Y} 𝓕) → ℒ                                                   (4.3.1.1)

which is evidently surjective; from this we obtain (4.2.2) a canonical morphism, called the Segre morphism:

  ς : ℙ(𝓔) ×_Y ℙ(𝓕) → ℙ(𝓔 ⊗_{𝒪_Y} 𝓕).                                       (4.3.1.2)

Let us make explicit when is affine, , , with , two -modules, so that (I, 1.3.12); set , , . Let , , and consider the affine open

  D₊(f) ×_Y D₊(g) = Spec(B)

of , where ; the restriction of to this affine open is , where

  L = (R(1))_{(f)} ⊗_A (S(1))_{(g)},

and the element is a generator of , regarded as a free -module (2.5.7). The homomorphism (4.3.1.1) corresponds to the homomorphism

  (x ⊗ y) ⊗ b ↦ b ((x/1) ⊗ (y/1))

from to . With the notation of (3.7.2) we therefore have ; the restriction of to is a morphism of this affine scheme to , corresponding to the ring homomorphism defined by

  ω((x ⊗ y)/(f ⊗ g)) = (x/f) ⊗ (y/g)                                       (4.3.1.3)

for and .

(4.3.2)

It follows from (4.2.3) that we have a canonical isomorphism

  τ : ς*(𝒪_P(1)) ⥲ 𝒪_{P_1}(1) ⊗_Y 𝒪_{P_2}(1)                              (4.3.2.1)

where we have set . We show that, for and ,

  τ(α_1(x ⊗ y)) = α_1(x) ⊗ α_1(y).                                         (4.3.2.2)

Indeed, we reduce to the case affine, and we then have, with the notation of (4.3.1) and (2.6.2), in , in , and in . The definition of given in (4.2.3) and the computation of done in (4.3.1) prove (4.3.2.2) at once. From this we derive

  ς⁻¹(P_{x⊗y}) = (P_1)_x ×_Y (P_2)_y                                        (4.3.2.3)

with the notation of (3.1.4). Indeed, taking (3.3.3) into account, the formula (4.3.2.2) reduces (returning to the affine case via (I, 3.2.7) and (I, 3.2.3)) to proving the following lemma:

Lemma.

Let , be two -algebras, and set , , . For any and , we have .

Proof. If and are the canonical projections, it follows from (I, 1.2.2.2) that and ; the conclusion follows from (I, 3.2.7) and (I, 1.1.9.1), since .

Proposition.

The Segre morphism is a closed immersion.

Proof. The question being local on , we reduce to the case where is affine. With the notation of (4.3.1) and (4.3.2), the form a basis for the topology of , since the generate when ranges over and over . On the other hand, by (4.3.2.3), . It thus suffices (I, 4.2.4) to prove that the restriction of to is a closed immersion into . But, with the same notation, formula (4.3.1.3) shows that is surjective, which completes the proof.

(4.3.4)

The Segre morphism is functorial in and , when one restricts the

homomorphisms of quasi-coherent -modules to surjective homomorphisms. Indeed, we must show that if is a surjective -homomorphism, then the diagram

                       j × 1
   ℙ(𝓔') × ℙ(𝓕) ─────────────→ ℙ(𝓔) × ℙ(𝓕)

         │                          │
       ς │                          │ ς
         ↓                          ↓

   ℙ(𝓔' ⊗ 𝓕) ────────────────→ ℙ(𝓔 ⊗ 𝓕)

commutes, denoting the canonical closed immersion . Set and keep the other notation of (4.3.1); is a closed immersion (I, 4.3.1), and up to isomorphism

by (4.1.2.1) and (I, 9.1.5); our assertion therefore follows from (4.2.8) and (4.2.9).

(4.3.5)

With the notation of (4.3.1), let be a morphism, and set , . Then the Segre morphism is identified with . Indeed, keeping the notation of (4.3.1), set in addition , ; we know (4.1.3.1) that is identified with (), so the structure morphism is identified with . On the other hand, is identified with , so is identified with (4.1.3.1). Finally, is identified with , by (4.1.3.2) and (I, 9.1.11). The canonical homomorphism is then identified with , and our assertion follows from (4.2.10).

Remark.

The prescheme given by the disjoint sum of and is likewise canonically isomorphic to a closed subprescheme of . Indeed, the surjective homomorphisms and correspond to closed immersions and ; everything comes down to showing that the underlying spaces of the closed subpreschemes of so obtained have no point in common. The question being local on , we may adopt the notation of (4.3.1); now and are identified with submodules of whose intersection reduces to 0; and if is a graded prime ideal of such that for every , then it corresponds in to a graded prime ideal whose trace on is , but which contains , as one sees at once. Hence two points of and respectively cannot have the same image in .

4.4. Immersions into projective bundles. Very ample sheaves

Proposition.

Let be a quasi-compact scheme or a prescheme whose underlying space is Noetherian, a morphism of finite type, and an invertible -module.

  1. Let be a quasi-coherent graded -algebra with positive degrees, and a homomorphism of graded algebras. For to be everywhere defined and an immersion, it is necessary
and sufficient that there exist an integer `n ≥ 0` and a quasi-coherent
sub-`𝒪_Y`-module `𝓔` of `𝒮_n` _of finite type_ such that the
homomorphism
`φ' = ψ_n ∘ q*(j) : q*(𝓔) → ℒ^{⊗n} = ℒ'`
(with `j` the injection `𝓔 → 𝒮_n`) is surjective and the morphism
`r_{ℒ',φ'} : X → ℙ(𝓔)` is an immersion.
  1. Let be a quasi-coherent -module, and a surjective homomorphism. For the morphism to be an immersion , it is necessary and sufficient that there exist a quasi-coherent sub--module of of finite type such that the homomorphism (with the canonical injection) is surjective and is an immersion.

Proof.

(i) The fact that is everywhere defined and an immersion is equivalent, by (3.8.5), to the existence of an and an such that, if is the sub-algebra of generated by , the homomorphism is surjective and is everywhere defined and an immersion. We have on the other hand a canonical surjective homomorphism , to which corresponds a closed immersion (3.6.2); whence the conclusion.

(ii) Since is the direct limit of its quasi-coherent submodules of finite type (I, 9.4.9), is the direct limit of the ; the conclusion follows from (3.8.4), upon observing that in the proof of (3.8.4) one may take all the equal to 1: indeed (assuming affine), if is an immersion, then is a quasi-compact subspace of that may be covered by finitely many open subsets of of the form with , such that is closed.

Definition.

Let be a prescheme, a morphism. We say that an invertible -module is very ample for (or very ample for , or simply very ample if no confusion results) if there exists a quasi-coherent -module and a -immersion of into such that is isomorphic to .

It is equivalent (4.2.3) to say that there exists a quasi-coherent -module and a surjective homomorphism such that is an immersion.

Note that the existence of a very-ample-for- -module implies that is separated ((3.1.3) and (I, 5.5.1, (i) and (ii))).

Corollary.

Suppose there exists a quasi-coherent graded -algebra generated by and a -immersion such that is isomorphic to ; then is very ample relative to .

Proof. If , the canonical homomorphism is surjective; composing the corresponding closed immersion (3.6.2) with the immersion , we obtain an immersion such that is isomorphic to (3.6.3).

Proposition.

Let be a quasi-compact morphism, and an invertible -module. The following properties are equivalent:

a) is very ample relative to . b) is quasi-coherent, the canonical homomorphism is surjective, and the morphism is an immersion.

Proof. Since is quasi-compact, we know is quasi-coherent when is separated (I, 9.2.2).

We know (3.4.7) that the existence of a surjective homomorphism (with a quasi-coherent -module) implies that is surjective; moreover, to the factorization of corresponds canonically a factorization

  q*(𝕊(𝓔)) → q*(𝕊(q_*(ℒ))) → ⊕_{n≥0} ℒ^{⊗n}

so (3.8.3) the hypothesis that is an immersion implies that so is ; moreover (4.2.4), is isomorphic to with . Thus (a) and (b) are equivalent.

Corollary.

Suppose is quasi-compact. For to be very ample relative to , it is necessary and sufficient that there exist an open cover of such that is very ample relative to for every .

Proof. Indeed, condition (b) of (4.4.4) is local on .

Proposition.

Let be a quasi-compact scheme or a prescheme whose underlying space is Noetherian, a morphism of finite type, and an invertible -module. Then conditions (a) and (b) of (4.4.4) are equivalent to the following:

a') There exists a quasi-coherent -module of finite type and a surjective homomorphism such that is an immersion. b') There exists a coherent sub--module of of finite type with the properties stated in (a').

Proof. It is clear that (a') or (b') implies (a); on the other hand, (a) implies (a') by (4.4.1), and similarly (b) implies (b').

Corollary.

Suppose is a quasi-compact scheme or a Noetherian prescheme. If is very ample for , then there exists a quasi-coherent graded -algebra such that is of finite type and generates , and a dominant open -immersion such that is isomorphic to .

Proof. Condition (b') of (4.4.6) is satisfied; the structure morphism is then separated and of finite type (3.1.3), so is a quasi-compact scheme (resp. a Noetherian prescheme) if is one. Let be the closure (I, 9.5.11) of the subprescheme of associated to the immersion of into ; it is clear that factors as the canonical injection followed by a dominant open immersion . But is identified with a prescheme , where is a graded -algebra quotient of by a quasi-coherent graded sheaf of ideals (3.6.2); it is clear that is of finite type and generates . Moreover, is the inverse image of under the canonical injection (3.6.3), so .

Proposition.

Let be a morphism, a very-ample-relative-to- -module, and an invertible -module such that there exist a quasi-coherent -module and a surjective homomorphism . Then is very ample relative to .

Proof. The hypothesis implies the existence of a -morphism such that (4.2.1). By hypothesis there is also a quasi-coherent -module and a

-immersion such that . Set and consider the Segre morphism (4.3.1). Since is an immersion, so is (I, 5.3.14); but is an immersion (4.3.3), so is too. On the other hand (4.3.2.1), is isomorphic to , so (I, 9.1.4) is isomorphic to , which proves the proposition.

Corollary.

Let be a morphism.

  1. Let be an invertible -module and an invertible -module. For to be very ample relative to , it is necessary and sufficient that be so.
  2. If and are two -modules very ample relative to , then so is ; in particular, is very ample relative to for every .

Proof. (ii) is an immediate consequence of (4.4.8), as is the necessity of (i); on the other hand, if is very ample, so is by the above, and this latter -module is isomorphic to (0, 5.4.3 and 5.4.5).

Proposition.

  1. For every prescheme , every invertible -module is very ample relative to the identity morphism 1_Y.
  2. (i bis) Let be a morphism and an immersion. If is an -module very ample relative to , then is very ample relative to .
  3. Let be a quasi-compact prescheme, a morphism of finite type, a quasi-compact morphism, an -module very ample relative to , and an -module very ample relative to . Then there exists an integer such that is very ample relative to for all .
  4. Let and be morphisms, and set . If is an -module very ample relative to , then is an -module very ample relative to .
  5. Let () be two -morphisms. If is an -module very ample relative to (), then is very ample relative to .
  6. Let and be morphisms. If an -module is very ample relative to , then is very ample relative to .
  7. Let be a morphism, and the canonical injection . If is an -module very ample relative to , then is very ample relative to .

Proof. Property (i bis) follows immediately from Definition (4.4.2), and it is immediate that (vi) follows formally from (i bis) and (v) by an argument modeled on (I, 5.5.12), which we leave to the reader. To prove (v), consider, as in (I, 5.5.12), the factorization , noting that . It follows from the hypothesis and from (i) and (iv) that is very ample for ; on the other hand, (I, 9.1.4), and is an immersion (I, 5.3.11); we may therefore apply (i bis).

To prove (i), we apply Definition (4.4.2) with , noting that then is identified with (4.1.4).

Let us prove (iii). There exists a quasi-coherent -module and a -immersion such that ; setting , is a quasi-coherent -module, and (4.1.3.1); is an immersion of into (I, 4.3.2), and is isomorphic to (4.2.10).

To prove (iv), note that by hypothesis there is a -immersion , where is a quasi-coherent -module, and (); is an -immersion of into (I, 4.3.1), and the inverse image of under this immersion is . Set , and let , be the projections of to Y_1, Y_2 respectively. Setting (), we have by (4.1.3.1) , whence

  P_1' ×_T P_2' = (P_1 ×_{Y_1} T) ×_T (P_2 ×_{Y_2} T)
                = P_1 ×_{Y_1} (T ×_{Y_2} P_2)
                = P_1 ×_{Y_1} (Y_1 ×_S P_2)
                = P_1 ×_S P_2

up to canonical isomorphism. Similarly, (4.1.3.2), and an analogous computation (based notably on (I, 9.1.9.1 and 9.1.2)) shows that, in the above identification, is identified with . We may thus regard as a -immersion of into , the inverse image of being . We finish the argument as in (4.4.8) using the Segre morphism.

It remains to prove (ii). We may first restrict to the case where is an affine scheme, since in general there is a finite cover of by affine opens; if the proposition is proved for , , and an integer , it suffices to take the largest of the to obtain the result for and (4.4.5). The hypothesis implies that and are separated, so and are quasi-compact schemes.

There is an immersion , where is a quasi-coherent -module of finite type, and , by (4.4.6). We shall see that there exists an -module very ample relative to the composed morphism such that is isomorphic to for some integer . For , will thus be very ample for by hypothesis and (iv) applied to the morphisms and 1_Y; since is an immersion and , the conclusion will follow from (i bis). To prove our claim about , we use the following lemma:

Lemma.

Let be a quasi-compact scheme or a prescheme whose underlying space is Noetherian, a quasi-compact morphism, an invertible -module very ample for , and a quasi-coherent -module of finite type. Then there exists an integer such that, for every , is isomorphic to a quotient of an -module of the form , where is a quasi-coherent -module of finite type (depending on ).

This lemma will be proved in (4.5.10.1); the reader may verify that (4.4.10) is not used anywhere in §4.5.

This lemma being granted, there is a closed immersion of into

such that is isomorphic to (4.1.2). On the other hand, there is an isomorphism from P_1 to , identifying with (4.1.4); we therefore have a closed immersion such that is isomorphic to . Finally, P_2 is identified with , where , and with (4.1.3). By definition, is very ample for ; since so is , we conclude from (iv) that is very ample for ; so is by (i bis), and is isomorphic to , which completes the proof.

Proposition.

Let and be two morphisms, X'' the sum prescheme , and the morphism that agrees with (resp. ) on (resp. ). Let (resp. ) be an invertible -module (resp. -module), and let be the invertible -module that agrees with on and with on . For to be very ample relative to f'', it is necessary and sufficient that be very ample relative to and very ample relative to .

Proof. We reduce at once to affine. If is very ample, then so are and by (4.4.10, (i bis)). Conversely, if and are very ample, it follows at once from Definition (4.4.2) and from (4.3.6) that is very ample.

4.5. Ample sheaves

(4.5.1)

Given a prescheme and an invertible -module , we set, for every -module (when no confusion over is possible), (); we also set (a graded subring of the ring defined in (0, 5.4.6)). Regarding as a -prescheme with the structure morphism, there is a bijective correspondence between the homomorphisms of graded -algebras and the endomorphisms of the graded ring (I, 2.2.5); the homomorphism corresponding in this way to the identity automorphism of is called canonical. It corresponds (3.7.1) to a morphism which is also called canonical.

Theorem.

Let be a quasi-compact scheme or a prescheme whose underlying space is Noetherian, an invertible -module, and the graded ring . The following conditions are equivalent:

a) When ranges over the set of homogeneous elements of , the form a basis for the topology of . a') When ranges over the set of homogeneous elements of , the that are affine form a cover of . b) The canonical morphism (4.5.1) is everywhere defined and is a dominant open immersion.

b') The canonical morphism is everywhere defined and is a homeomorphism of the underlying space of onto a subspace of . c) For every quasi-coherent -module , denoting by the sub--module of generated by the sections of over , is the sum of the sub--modules for the integers . c') Property (c) holds for every quasi-coherent sheaf of ideals of .

Furthermore, if is a family of homogeneous elements of such that the are affine, then the restriction to of the canonical morphism is an isomorphism of onto .

Proof. It is clear that (b) implies (b'), and (b') implies (a) by formula (3.7.3.1) (taking into account that is the identity). Condition (a) implies (a'): every has an affine neighbourhood such that is isomorphic to ; if satisfies , then is also the set of with , and is therefore an affine open (I, 1.3.6). To show that (a') implies (b), it suffices to prove the last assertion of the statement, and to verify in addition that, if , condition (iv) of (3.8.2) is satisfied. This last point follows at once from (I, 9.3.1, (i)). As for the last assertion of (4.5.2), since is the inverse image of under , it suffices to apply (I, 9.3.2). Hence (a), (a'), (b), (b') are equivalent.

To show that (a') implies (c), note that if is affine (with ), then is generated by its sections over (I, 1.3.9); on the other hand (I, 9.3.1, (ii)), such a section is of the form , where ; by definition is also a section of , so is indeed a section of over , which proves (c). It is clear that (c) implies (c'), and it remains to show that (c') implies (a). Let be an open neighbourhood of , and a quasi-coherent sheaf of ideals of defining a closed subprescheme of with as underlying space (I, 5.2.1). Hypothesis (c') implies that there exists an integer and a section of over such that . But evidently , and , which proves (a).

When is a prescheme whose underlying space is Noetherian, the equivalent conditions of (4.5.2) imply that is a scheme, since it is isomorphic to a subprescheme of the scheme by (4.5.2, b).

Definition.

We say that an invertible -module is ample if is a quasi-compact scheme and the equivalent conditions of (4.5.2) are satisfied.

It follows evidently from criterion (4.5.2, a) that, if is an ample -module, then for every open of , is an ample -module.

It also follows from the proof of (4.5.2) that the affine already form a basis for the topology of . Moreover:

Corollary.

Let be an ample -module. For every finite subspace of and every neighbourhood of , there exists an integer and an such that is an affine neighbourhood of contained in .

Proof. By (4.5.2, b), it suffices to show that for every finite part of and every open neighbourhood of , there exists a homogeneous element such that (2.4.1). By definition the closed set , complement of in , is of the form , where is a graded ideal of not containing (2.3.2); on the other hand, the points of are by definition graded prime ideals of not containing (2.3.1). There thus exists an element not belonging to any of the (Bourbaki, Alg. comm., chap. II, §1, no. 1, prop. 2), and since the are graded, the argument loc. cit. shows that one may even take to be homogeneous; this element answers the question.

Proposition.

Suppose is a quasi-compact scheme or a prescheme whose underlying space is Noetherian. Then conditions (a) to (c') of (4.5.2) are also equivalent to the following:

d) For every quasi-coherent -module of finite type, there exists an integer such that, for every , is generated by its sections over . d') For every quasi-coherent -module of finite type, there exist integers and such that is isomorphic to a quotient of the -module . d'') Property (d') holds for every quasi-coherent sheaf of ideals of of finite type.

Proof. Since is quasi-compact, if a quasi-coherent -module of finite type is such that (which is of finite type) is generated by its sections over , then is generated by a finite number of these sections (0, 5.2.3); so (d) implies (d'), and it is clear that (d') implies (d''). Since every quasi-coherent -module is the direct limit of its sub--modules of finite type (I, 9.4.9), to verify condition (c') of (4.5.2), it suffices to do so for a quasi-coherent sheaf of ideals of of finite type, so (d'') implies (c'). It remains to see that if is ample, property (d) holds. Consider a finite cover of by () which we may assume affine; replacing the by suitable powers (which does not change the ), we may suppose all the equal to a single integer . The sheaf , of finite type by hypothesis, is generated by a finite number of sections over (I, 1.3.13); so there is an integer such that the section extends to a section of over for every pair (I, 9.3.1). A fortiori the extend to sections of over for every , and for these values of , is generated by its sections over . For every with , is also of finite type, so there is an integer such that is generated by its sections over for . Taking larger than all the , we conclude that is generated by its sections over for every , since such an writes with and .

Proposition.

Let be a quasi-compact scheme and an invertible -module.

  1. Let be an integer. For to be ample, it is necessary and sufficient that be ample.
  2. Let be an invertible -module such that for every there exists an integer
and a section `s'` of `ℒ'^{⊗n}` over `X` such that `s'(x) ≠ 0`. Then
if `ℒ` is ample, so is `ℒ ⊗ ℒ'`.

Proof. Property (i) is an evident consequence of criterion (a) of (4.5.2), since . On the other hand, if is ample, then for every and every neighbourhood of there is and such that (4.5.2, a); if satisfies , then for , so , which proves that is ample (4.5.2, a).

Corollary.

The tensor product of two ample -modules is ample.

Corollary.

Let be an ample -module and an invertible -module. Then there exists an integer such that is ample and generated by its sections over for .

Proof. By (4.5.5) there is an integer such that is generated by its sections over for ; by (4.5.6) we may then take .

Remark.

Let be the group of classes of invertible -modules (0, 5.4.7), and let be the part of formed by the classes of ample sheaves. Suppose is non-empty. Then it follows from (4.5.7) and (4.5.8) that

  P⁺ + P⁺ ⊂ P⁺    and    P⁺ − P⁺ = P,

in other words, is the set of positive elements in for a preorder structure on compatible with its group structure, which is even archimedean by (4.5.8). For this reason one sometimes says "positive sheaf" instead of ample sheaf, and "negative sheaf" for the inverse of such a sheaf (terminology that we shall not follow).

Proposition.

Let be an affine scheme, a quasi-compact separated morphism, and an invertible -module.

  1. If is very ample relative to , then is ample.
  2. Suppose in addition that the morphism is of finite type. Then, for to be ample, it is necessary and sufficient that it possess one of the following equivalent properties: e) There exists such that for every integer , is very ample relative to . e') There exists such that is very ample relative to .

Proof. The first claim follows from Definition (4.4.2) of a very ample -module: if is the ring of , there exists an -module and a surjective homomorphism

  ψ : q*((𝕊(E))~) → ⊕_{n≥0} ℒ^{⊗n}

such that is an everywhere-defined immersion and ; since the for homogeneous in form a basis of the topology of , and by (3.7.3.1), we see that condition (a) of (4.5.2) is satisfied, so is ample.

Now we prove that if is of finite type and is ample, then satisfies (e). First, it follows from criterion (b) of (4.5.2) and from (4.4.1, (i)) that there exists

an integer such that is very ample relative to . Also by (4.5.5) there is an integer such that for , is generated by its sections over . Set ; if , write with , whence . Since is generated by its sections over , it follows from (4.4.8) and (3.4.7) that is very ample relative to . Finally, it is clear that (e) implies (e'), and (e') implies that is ample by (i) and (4.5.6, (i)).

(4.5.10.1) Proof of Lemma (4.4.10.1).

Set ; since is separated (4.4.2), the argument of (3.4.8) applies and reduces matters to showing that the canonical homomorphism is surjective for large enough. Furthermore, since is quasi-compact, the argument of (3.4.6) reduces the proposition to the case where is affine. But is then ample by (4.5.10, (i)), and the conclusion follows from (4.5.5, d').

Corollary.

Let be an affine scheme, a separated morphism of finite type, an ample -module, and an invertible -module. There exists an integer such that for , is very ample relative to .

Proof. There is an such that for , is generated by its sections over (4.5.8); on the other hand there is a such that is very ample relative to for . Therefore is very ample for ((4.4.8) and (3.4.7)).

Remark.

It is not known whether the hypothesis that an -module is such that is very ample (relative to ) implies the same conclusion for .

Proposition.

Let be a quasi-compact prescheme, a closed subprescheme of defined by a nilpotent quasi-coherent sheaf of ideals of , and the canonical injection . For an invertible -module to be ample, it is necessary and sufficient that be an ample -module.

Proof. The condition is necessary. Indeed, for every section of over , let be its canonical image , a section of over the space (which is identical to ); it is clear that , so criterion (a) of (4.5.2) shows that is ample.

To see that the condition is sufficient, note first that we may reduce to the case by considering the (finite) sequence of preschemes , each a closed subprescheme of the next defined by a sheaf of ideals of square zero. Moreover, is a scheme, since is by hypothesis (4.5.3 and (I, 5.5.1)). Criterion (a) of (4.5.2) shows that it suffices to prove the

Lemma.

Under the hypotheses of (4.5.13), suppose in addition that is of square zero; being an invertible -module, let be a section of over such that is affine. Then there exists an integer such that is the canonical image of a section of over .

Proof. We have the exact sequence of -modules

  0 → 𝒥(n) → 𝒪_X(n) = ℒ^{⊗n} → 𝒪_Z(n) = ℒ'^{⊗n} → 0

since is an exact functor in ; whence the cohomology exact sequence

  0 → Γ(X, 𝒥(n)) → Γ(X, ℒ^{⊗n}) → Γ(X, ℒ'^{⊗n}) ─∂→ H¹(X, 𝒥(n))

which associates to in particular an element .

Note that since , may be regarded as a quasi-coherent -module, and for every we have ; for every section , tensor multiplication by is a homomorphism of -modules, which therefore yields a homomorphism of cohomology groups.

We shall see that

for large enough. Indeed, is an affine open of , so when is viewed as an -module (I, 5.1.9.2). In particular, if , and considering its image under the map , we have . To make this relation explicit, observe that in dimension 1 the cohomology of a sheaf of abelian groups coincides with its Čech cohomology (G, II, 5.9); to compute , we must thus consider a fine enough open cover of , which we may take finite and made of affine opens, take for each a section whose canonical image in is , and consider the cocycle class of , with the restriction of to (this cocycle taking values in ). One may further suppose that is computed in the same way using the cover formed by the and the restrictions (replacing by a finer cover if needed); the relation then means there exists for each a section such that , with the restriction of to (G, II, 5.11). Then there exists an integer such that is the restriction to of a section for every (I, 9.3.1); hence for every pair of indices, which proves (4.5.13.2).

Note further that if , , then in the group

  ∂(s ⊗ t) = (∂s) ⊗ t + s ⊗ (∂t).                                          (4.5.13.3)

Indeed, to compute both sides we may again consider an open cover of , and for each a section (resp. ) whose canonical image in (resp. ) is (resp. ); the relation (4.5.13.3) then follows from

  (s_{α|β} ⊗ t_{α|β}) − (s_{β|α} ⊗ t_{β|α})
    = (s_{α|β} − s_{β|α}) ⊗ t_{α|β} + s_{β|α} ⊗ (t_{α|β} − t_{β|α})

with the same notation. By induction on we therefore have

  ∂(g^{⊗k}) = (k g^{⊗(k−1)}) ⊗ (∂g)                                        (4.5.13.4)

and we conclude from (4.5.13.2) and (4.5.13.4) that ; hence is the canonical image of a section of over , which completes the proof of (4.5.13).

Corollary.

Let be a Noetherian scheme, and the canonical injection . For an invertible -module to be ample, it is necessary and sufficient that be an ample -module.

Proof. This follows from (I, 6.1.6).

4.6. Relatively ample sheaves

Definition.

Let be a quasi-compact morphism, and an invertible -module. We say that is ample relative to , or relative to , or -ample, or -ample (or even simply ample, if no confusion arises with the notion defined in (4.5.3)) if there exists an affine open cover of such that, setting , is an ample -module for every .

The existence of an -ample -module implies that is necessarily separated ((4.5.3) and (I, 5.5.5)).

Proposition.

Let be a quasi-compact morphism, and an invertible -module. If is very ample relative to , then it is ample relative to .

Proof. This follows from the local (on ) character of the notion of very ample sheaf (4.4.5), from Definition (4.6.1), and from criterion (4.5.10, (i)).

Proposition.

Let be a quasi-compact morphism, an invertible -module, and let be the graded -algebra . The following conditions are equivalent:

a) is -ample. b) is quasi-coherent and the canonical homomorphism (0, 4.4.3) is such that the -morphism is everywhere defined and is a dominant open immersion. b') The morphism is separated, the -morphism is everywhere defined and is a homeomorphism of the underlying space of onto a subspace of .

Furthermore, when these hold, for every the canonical homomorphism

defined in (3.7.9.1) is an isomorphism.

Finally, for every quasi-coherent -module , setting , the canonical homomorphism

defined in (3.7.9.2) is an isomorphism.

Proof. We have noted that (a) implies is separated, so is quasi-coherent (I, 9.2.2, a). Since being an everywhere defined immersion is of local character on , to prove (a) implies (b) we may suppose affine and ample;

the assertion then follows from (4.5.2, b). It is clear that (b) implies (b'); finally, to prove (b') implies (a), it suffices to consider an affine open cover of by and to apply criterion (4.5.2, b') to each sheaf .

For the last two assertions, we use the fact that here is the identity, and the explicit description of the homomorphisms (3.7.9.1) and (3.7.9.2); it follows at once that (4.6.3.1) is an isomorphism. As for (4.6.3.2), we may reduce to affine, hence ample; it is clear that (4.6.3.2) is injective, and criterion (4.5.2, c) shows it is surjective, whence the conclusion.

Corollary.

Let be an open cover of . For to be ample relative to , it is necessary and sufficient that be ample relative to for every .

Proof. Condition (b) is indeed local on .

Corollary.

Let be an invertible -module. For to be -ample, it is necessary and sufficient that be so.

Proof. This is an evident consequence of (4.6.4), taking the such that is isomorphic to for every .

Corollary.

Suppose affine; for to be -ample it is necessary and sufficient that be ample.

Proof. This is an immediate consequence of Definition (4.6.1) and of the criteria (4.6.3, b) and (4.5.2, b), since here by definition.

Corollary.

Let be a quasi-compact morphism. Suppose there exist a quasi-coherent -module and a -morphism that is a homeomorphism of the underlying space of onto a subspace of ; then is -ample.

Proof. We may suppose affine; the corollary then follows from criterion (4.5.2, a), from formula (3.7.3.1), and from (4.2.3).

Proposition.

Let be a quasi-compact scheme or a prescheme whose underlying space is Noetherian, and a quasi-compact separated morphism. For an invertible -module to be -ample, it is necessary and sufficient that one of the following equivalent conditions hold:

c) For every quasi-coherent -module of finite type, there exists an integer such that for every , the canonical homomorphism is surjective. c') For every quasi-coherent sheaf of ideals of of finite type, there exists an integer such that the canonical homomorphism is surjective.

Proof. Since is quasi-compact, so is , so there exists a finite cover of by affine opens of . To prove (c) when is -ample, we may replace by the and by the : if we obtain for each an integer such that (c) holds (for , , and ) for every , it suffices to take the largest of the to obtain (c) for , , . But when is affine, condition (c) follows from (4.5.5, d) taking (4.6.6) into account. It is trivial that (c) implies (c'). Finally, to prove that (c') implies that is -ample, we may again restrict to affine: indeed, every quasi-coherent sheaf of ideals of of finite type is the restriction of a coherent sheaf of ideals of of finite type (I, 9.4.7), and hypothesis (c') implies

that is generated by its sections (taking (I, 9.2.2) and (3.4.7) into account); it then suffices to apply criterion (4.5.5, d'').

Proposition.

Let be a quasi-compact morphism, an invertible -module.

  1. Let be an integer. For to be -ample, it is necessary and sufficient that be -ample.
  2. Let be an invertible -module, and suppose there exists an integer such that the canonical homomorphism is surjective. Then, if is -ample, so is .

Proof. We reduce immediately to the case affine, and the proposition is then an immediate consequence of (4.5.6).

Corollary.

The tensor product of two -ample -modules is -ample.

Proposition.

Let be a quasi-compact prescheme, a morphism of finite type, and an invertible -module. For to be -ample, it is necessary and sufficient that it possess one of the following equivalent properties:

d) There exists such that for every integer , is very ample relative to . d') There exists such that is very ample relative to .

Proof. If is ample relative to , there is a finite cover of by affine opens such that the are ample. We then conclude (4.5.10) that there exists an integer such that is very ample relative to for every and every , so is very ample relative to (4.4.5). Conversely, (d') already implies is -ample (4.6.2), so the same holds for (4.6.9, (i)).

Corollary.

Let be a quasi-compact prescheme, a morphism of finite type, and , two invertible -modules. If is -ample, there exists an such that is very ample relative to for every .

Proof. One argues as in (4.6.11) using a finite affine open cover of and (4.5.11).

Proposition.

  1. For every prescheme , every invertible -module is ample relative to the identity morphism 1_Y.
  2. (i bis) Let be a quasi-compact morphism, and a quasi-compact morphism that is a homeomorphism of the underlying space of onto a subspace of . If is an -module ample relative to , then is ample relative to .
  3. Let be a quasi-compact prescheme, and quasi-compact morphisms, an -module ample relative to , and an -module ample relative to . Then there exists an integer such that is ample relative to for every .
  4. Let be a quasi-compact morphism, a morphism, and set . If is an -module ample relative to , then is an -module ample relative to .
  5. Let () be two quasi-compact -morphisms. If is an -module ample relative to (), then is ample relative to .
  6. Let and be morphisms with quasi-compact. If an
`𝒪_X`-module `ℒ` is ample relative to `g ∘ f`, and if `g` is
separated or the underlying space of `X` is locally Noetherian, then
`ℒ` is ample relative to `f`.
  1. Let be a quasi-compact morphism, and the canonical injection . If is an -module ample relative to , then is ample relative to .

Proof. Note first that (v) and (vi) follow from (i), (i bis), and (iv) by the same argument as in (4.4.10), using (4.6.4) in place of (4.4.5); we leave the details to the reader. Assertion (i) is trivially a consequence of (4.4.10, (i)) and (4.6.2). To prove (i bis), (iii) and (iv) we use the following lemma:

Lemma.

  1. Let be a morphism, an invertible -module, a section of over , and the section of over canonically corresponding to it. Then .
  2. Let , be two -preschemes, , the projections of , (resp. ) an invertible -module (resp. -module), (resp. ) a section of (resp. ) over (resp. ), and (resp. ) the section of (resp. ) over corresponding to it. Then .

Proof. The definitions show that we may reduce to the case where all preschemes considered are affine. Furthermore, in (i), we may assume ; assertion (i) then follows at once from (I, 1.2.2.2). Similarly, in (ii) we may restrict to , , and the assertion then reduces to Lemma (4.3.2.4).

We now prove (i bis). We may suppose affine (4.6.4), hence ample (4.6.6); when ranges over the union of the (), the form a basis for the topology of (4.5.2, a), so by hypothesis the form a basis for the topology of . By Lemma (4.6.13.1, (i)) and (4.5.2, a), is ample.

Now we prove (iii). We may again suppose , affine (4.6.4), whence the projection is affine (1.5.5). Since is ample (4.6.6), as ranges over the sections of the () over such that is affine, the cover (4.5.2, a'), so the are affine (1.2.5) and cover ; it follows again from Lemma (4.6.13.1, (i)) and (4.5.2, a') that is ample, the morphism being quasi-compact (I, 6.6.4, (iii)).

To prove (iv), note first that is quasi-compact (I, 6.6.4, (iv)). We may further suppose , Y_1, Y_2 affine ((4.6.4) and (I, 3.2.7)), hence ample () (4.6.6). The opens form a cover of as ranges over the sections of such that is affine (4.5.2, a'). Replacing and by suitable powers (which does not change the ), we may always suppose . We deduce from (4.6.13.1, (ii)) and (4.5.2, a') that is ample, whence the assertion, since is affine (4.6.6).

It remains to prove (ii). By the same argument as in (4.4.10), but using (4.6.4) here, we may restrict to the case affine. Since is then ample, and quasi-compact, there are finitely many sections such that the

are affine and cover (4.5.2, a'); replacing the by suitable powers, we may further suppose all the equal to a single integer . Let be the sections of over canonically corresponding to the , so that the (4.6.13.1, (i)) cover . Since is ample (4.6.4 and 4.6.6), there exist for each finitely many sections such that the are affine, contained in , and cover (4.5.2, a'); we may further suppose all the equal to a single integer . With this, is separated and quasi-compact, so there exists an integer and, for every , a section

  u_{ij} ∈ Γ(X, ℒ^{⊗n} ⊗_X f*(𝒦^{⊗mk}))

such that is the restriction to of (I, 9.3.1); moreover , so the are affine and cover . We may also suppose is of the form nr; setting , we see (4.5.2, a') that is ample. Furthermore, there exists such that is generated by its sections over for every (4.5.5); a fortiori is generated by its sections over for , by the definition of inverse images (0, 3.7.1 and 4.4.1). We conclude that is ample for every (4.5.6), which completes the proof.

Remark.

Under the conditions of (ii), one should refrain from believing that is ample for : indeed, since is also ample for (4.6.5), one would conclude that is ample for ; taking in particular to be the identity morphism, every invertible -module would be ample for , which is not the case in general (see (5.1.6), (5.3.4, (i)), and (5.3.1)).

Proposition.

Let be a quasi-compact morphism, a quasi-coherent locally nilpotent sheaf of ideals of , the closed subprescheme of defined by , and the canonical injection. For an invertible -module to be ample for , it is necessary and sufficient that be ample for .

Proof. The question being local on (4.6.4), we may suppose affine; since is then quasi-compact, we may suppose nilpotent. Taking (4.6.6) into account, the proposition is then nothing but (4.5.13).

Corollary.

Let be a locally Noetherian prescheme, a quasi-compact morphism. For an invertible -module to be ample for , it is necessary and sufficient that its inverse image under the canonical injection be ample for .

Proof. We have already seen that the condition is necessary (4.6.13, (vi)); conversely, if it is satisfied, we may restrict, to prove that is ample for , to the case affine (4.6.4); then is also affine, so is ample (4.6.6), and so is by (4.5.13), since is then Noetherian and a closed subprescheme of defined by a quasi-coherent nilpotent sheaf of ideals (I, 6.1.6).

Proposition.

With the notation and hypotheses of (4.4.11), for to be ample relative to f'', it is necessary and sufficient that be ample relative to and ample relative to .

Proof. The necessity of the condition follows from (4.6.13, (i bis)). To see that the condition is sufficient, we may restrict to affine, and then the fact that is ample follows from criterion (4.5.2, a) applied to , , and , observing that a section of over extends (by 0) to a section of over X''.

Proposition.

Let be a quasi-compact prescheme, a quasi-coherent graded -algebra of finite type, , and the structure morphism. Then is of finite type, and there exists an integer such that is invertible and -ample.

Proof. By (3.1.10), there exists an integer such that is generated by . Under the canonical isomorphism between and , is identified with (3.2.9, (ii)). We see that we are reduced to the case where is generated by ; the proposition then follows from (4.4.3) and (4.6.2) (taking into account that is a morphism of finite type (3.4.1)).