§5. An existence theorem for coherent algebraic sheaves

5.1. Statement of the theorem

(5.1.1)

Let be an adic Noetherian ring, an ideal of definition of , so that is separated and complete for the -adic topology. If , the affine formal scheme is identified with the completion Ŷ of along the closed subset (I, 10.10.1). Let be a (usual) -prescheme of finite type, the structure morphism; we shall denote by the completion of along the closed subset , or equivalently the Ŷ-formal prescheme ; by the extension of to the completions; finally, for every coherent -module , we shall denote by its completion , which is a coherent -module.

Proposition (5.1.2).

The hypotheses and notation being those of (5.1.1), let be a coherent -module whose support is proper over (II, 5.4.10). The canonical homomorphisms (4.1.4)

  ρ_i : H^i(X, ℱ) → H^i(𝔛, 𝓕̂)

are then isomorphisms.

Proof. Since is an -module of finite type (3.2.4), hence identical to its Hausdorff completion for the -preadic topology , the proposition is only a particular case of (4.1.10).

Recall that the canonical isomorphisms commute with the coboundaries for every exact sequence of coherent -modules ((0, 12.1.6) and (I, 10.8.9)).

Corollary (5.1.3).

Let , be two coherent -modules such that the intersection of their supports is proper over . Then the canonical homomorphism

  Hom_{𝒪_X}(ℱ, 𝒢) → Hom_{𝒪_𝔛}(𝓕̂, 𝓖̂)                                          (5.1.3.1)

which associates to every homomorphism its completion , is an isomorphism. Moreover, when the morphism is closed, in order that û be injective (resp. surjective) it is necessary and sufficient that be so.

Proof. The first assertion is a particular case of (4.5.3), again due to the fact that the first member of (5.1.3.1) is an -module of finite type, hence identical to its Hausdorff completion. To prove the second, note by virtue of (I, 10.8.14) that û is injective (resp. surjective) if and only if there exists a neighbourhood of in which is injective (resp. surjective).

The conclusion therefore follows from the following lemma:

Lemma (5.1.3.1).

Under the hypotheses of (5.1.1), if one assumes in addition that the morphism is closed, then every neighbourhood of in is identical to .

Proof. First, we may reduce to the case where . Indeed, by hypothesis, is a closed subset of ; we may in addition replace by (I, 6.3.4), and suppose consequently and reduced; we may then replace by the reduced closed subprescheme of with as underlying space (I, 5.2.2), since every ideal of is closed, and every quotient ring of is therefore adic and Noetherian. One then has ; if is an open neighbourhood of in , is closed in by hypothesis, and does not meet ; but this is impossible unless is empty, since is contained in the radical of (I, 1.1.15 and 0_I, 7.1.10), whence the conclusion.

When one restricts to coherent -modules whose support is proper over , (5.1.3) can be stated, in the language of categories, by saying that the functor is fully faithful from the category of -modules of the preceding type into the category of coherent -modules, and consequently establishes an equivalence of the first of these categories with a full subcategory of the second (0, 8.1.6). The existence theorem will prove that when is proper over , this subcategory is in fact the category of all coherent -modules. More precisely:

Theorem (5.1.4).

Let be an adic Noetherian ring, , an ideal of definition of , , a separated morphism of finite type, . Let , be the completions of and along and , the extension of to the completions; then the functor is an equivalence of the category of coherent -modules of support proper over with the category of coherent -modules of support proper over .

In other words, taking (5.1.3) into account:

Corollary (5.1.5).

For an -module to be isomorphic to the completion of an -module which is coherent and of support proper over , it is necessary and sufficient that it be coherent and of support proper over .

The most important case is the:

Corollary (5.1.6).

Suppose proper over . Then the functor is an equivalence of the category of coherent -modules and of the category of coherent -modules.

Scholium (5.1.7).

If one takes into account the characterization of coherent sheaves on formal preschemes (I, 10.11.3), one sees that under the conditions of (5.1.1), the data of a coherent -module of support proper over is equivalent (on setting and ) to the data of a projective system of coherent -modules such that for one has (or equivalently ) and that the support of is a part of X_0 proper over Y_0. By means of (I, 10.11.4), one likewise interprets homomorphisms of coherent -modules as homomorphisms of projective systems of coherent -modules.

In all known cases of application, is in fact an adic local Noetherian ring, so the are spectra of artinian local rings, and the results of this section and the preceding ones reduce in large measure algebraic geometry over an adic local Noetherian ring to algebraic geometry over artinian local rings.

Corollary (5.1.8).

Under the conditions of (5.1.4), the map is a bijection of the set of closed subpreschemes of , proper over , onto the set of closed formal subpreschemes of , proper over Ŷ.

Proof. Indeed, a closed formal subprescheme of is of the form , where is a coherent Ideal of (I, 10.14.2); if is proper over Ŷ, it follows from (5.1.4) that is isomorphic to an -module of the form , where is a coherent -module of support proper over ; in addition, it follows from (5.1.3) that the canonical homomorphism is of the form û, where is a surjective homomorphism of -modules. Hence is of the form , where is a coherent Ideal of , and (I, 10.8.8), whence the conclusion (I, 10.14.7).

5.2. Proof of the existence theorem: projective and quasi-projective cases

(5.2.1)

Under the conditions of (5.1.4), we shall say provisionally that a coherent -module is algebraizable if it is isomorphic to a completion of a coherent -module of support proper over .

Lemma (5.2.2).

Let , be two algebraizable -modules. For every homomorphism , , and are algebraizable.

Proof. Indeed, if , , where and are coherent -modules of supports proper over , one has , where is a homomorphism (5.1.3). By virtue of the exactness of the functor , is isomorphic to , and since the support of is contained in that of , one sees that is algebraizable; analogous proof for and .

Proposition (5.2.3).

Let be an adic Noetherian ring, an ideal of definition of , , a proper morphism of formal preschemes. Set , , and for every -module , . Let be an invertible -module, and suppose that is an ample -module; for every -module and every integer , set . Then, for every coherent -module , there exists an integer such that, for every , the following properties hold:

(i) The canonical homomorphism is surjective for every .

(ii) One has for every .

Proof. We know that the underlying spaces of and X_0 are the same; the sheaves , being annihilated by , may be considered as coherent -modules ; in addition, if one sets , one sees at once that . Note that, since is ample for , and

is proper, we conclude that is projective (II, 5.5.4). Let be the graded -algebra associated to the -adic filtration of , which is of finite type since is Noetherian; if one sets , is a quasi-coherent -algebra of finite type, and a graded quasi-coherent -module of finite type (since is coherent and generates the -module ). We are therefore in the conditions of application of theorem (2.4.1, (ii)), and we conclude that there exists such that, for and for every , one has

  H^q(X_0, ℳ_k(n)) = 0           for every q > 0.                              (5.2.3.1)

One therefore also has for and , being this time considered as -module. Applying the exact cohomology sequence to

  0 → 𝔍^h 𝓕(n) / 𝔍^{k+1} 𝓕(n) → 𝔍^h 𝓕(n) / 𝔍^k 𝓕(n) →
                                              𝔍^k 𝓕(n) / 𝔍^{k+1} 𝓕(n) → 0,

one deduces first that for , and , one has, by induction on ,

  H^q(𝔛, 𝔍^h 𝓕(n) / 𝔍^k 𝓕(n)) = 0                                              (5.2.3.2)

and in particular for ,

  H^q(𝔛, 𝓕_k(n)) = 0           for n ≥ n_0, k ≥ 0 and q > 0.                   (5.2.3.3)

Another portion of the exact cohomology sequence, for , gives the exact sequence

  H^0(𝔛, 𝓕_{k+1}(n)) → H^0(𝔛, 𝓕_k(n)) → H^1(𝔛, 𝔍^k 𝓕(n) / 𝔍^{k+1} 𝓕(n)) = 0,   (5.2.3.4)

whence one deduces that for , the canonical map

  H^0(𝔛, 𝓕_{k+1}(n)) → H^0(𝔛, 𝓕_h(n))                                          (5.2.3.5)

is surjective. For every , the projective system therefore satisfies condition (ML) for . Moreover, every formal affine open of is also an affine open in each of the (I, 10.5.2), hence one has for every (1.3.1), and is surjective for (I, 1.3.9). The conditions of application of are consequently fulfilled, and we conclude that, for :

1° For every , is bijective, hence, by virtue of (5.2.3.3), .

2° The homomorphism is bijective; moreover, since the homomorphisms (5.2.3.5) are surjective, so is each of the homomorphisms

  lim_← H^0(𝔛, 𝓕_k(n)) → H^0(𝔛, 𝓕_h(n)),

which completes the proof.

Corollary (5.2.4).

The hypotheses being those of (5.2.3), for every coherent -module , there exists an integer such that for , is generated by its sections above

; in other words, is isomorphic to the quotient of an -module of the form .

Proof. Since X_0 is Noetherian, it follows from the hypothesis on and from (II, 4.5.5) that there exists such that, for , is generated by its sections above X_0; moreover, one may suppose chosen large enough that the homomorphism is surjective for (5.2.3). There thus exists a finite number of sections whose images in generate . Since is contained in the maximal ideal of the local ring at every point of , it follows from Nakayama's lemma, applied to these local rings, that the generate .

(5.2.5) Proof of the existence theorem: projective case.

The notation being that of (5.1.4), suppose projective, so that there exists an ample -module (I, 5.5.4). By definition, is equal to the closed subprescheme of ; if is the completion of , one has , considered as -module; one knows that is ample (II, 4.6.13, (i bis)). One may therefore apply to and to every coherent -module Corollary (5.2.4); one sees thus that is isomorphic to a quotient of for suitable integers and . Now, it is clear that is the completion of (I, 10.8.10), and is therefore algebraizable. Next consider the canonical surjective homomorphism , and let , which is a coherent -module . One sees in the same way that there exists an algebraizable -module and a homomorphism such that . One then has , and is algebraizable by virtue of (5.2.2).

(5.2.6) Proof of the existence theorem: quasi-projective case.

The notation being still that of (5.1.4), suppose now that is quasi-projective. Then there exists a projective morphism such that is identified with the -prescheme induced on an open subset of (II, 5.3.2); if one sets , one has . Consequently, the completion is identified with the formal prescheme induced by the completion on the open subset of (I, 10.8.5). Let be a coherent -module whose support is proper over Ŷ; this means by definition that there exists a closed subprescheme of , having as underlying space, such that the restriction of is proper; it follows that is proper over , hence closed in (II, 5.4.10). It follows that is the sheaf induced on by the -module obtained by glueing of (defined on the open subset of ) and the sheaf 0 on the open subset of , these two sheaves coinciding on the intersection open subset . It is clear that is coherent; by virtue of (5.2.5), there exists a coherent -module such that ; let be the support of , so that (I, 10.8.12). If is the restriction of to the reduced closed subprescheme of having as underlying space, one then has , and consequently is an open subset of containing .

Since is proper (II, 5.4.2), hence closed, it follows from (5.1.3.1) that ; in other words , and since is closed in , is proper over . If is the sheaf induced on by , its completion is induced on by (I, 10.8.4), hence is equal to , which completes the proof.

5.3. Proof of the existence theorem: general case

Lemma (5.3.1).

Under the conditions of (5.1.4), if is an exact sequence of coherent -modules such that and are algebraizable, then is algebraizable.

Proof. Indeed, suppose , , where and are coherent -modules with supports proper over ; canonically defines an element of the -module (0, 12.3.2), and the hypotheses imply that this -module is canonically isomorphic to (4.5.2); there thus exists an exact sequence of coherent -modules such that the canonical image of the element of corresponding to is the element of corresponding to . But by definition (taking (I, 10.8.8, (ii)) into account), this means that is isomorphic to , whence the lemma, since is contained in the union of and , hence is proper over .

Corollary (5.3.2).

Under the conditions of (5.1.1), let be a homomorphism of coherent -modules; if , and are algebraizable, then so is .

Proof. The lemma (5.2.2) applied to the homomorphism shows indeed that is algebraizable, and it then suffices to apply lemma (5.3.1) to the exact sequence .

Lemma (5.3.3).

Under the conditions of (5.1.1), let be a morphism of finite type, the completion of along , a proper -morphism, its extension to the completions. For every algebraizable -module , is an algebraizable -module.

Proof. Indeed, if is a coherent -module such that , it follows from the first comparison theorem (4.1.5) that is isomorphic to the completion of .

Lemma (5.3.4).

Let be a (usual) Noetherian scheme, a closed subset of , a proper morphism, , , , the extension of to the completions. Let be a coherent Ideal of such that, if , the restriction of is an isomorphism. Then, for every coherent -module , there exists an integer such that the kernel and cokernel of the canonical homomorphism are annihilated by .

Proof. We may restrict to the case where , a Noetherian ring, hence , where is an ideal of . We are going to see that one may reduce to the case where is an adic Noetherian ring and an ideal of definition of . Indeed, let B_1 be the Hausdorff completion of for the -preadic topology; if , B_1 is therefore an

adic Noetherian ring of which is an ideal of definition. Set and let be the morphism corresponding to the canonical homomorphism ; if , one then has . Set finally , , which is a proper morphism (II, 5.4.2), and denote by the completion of X_1 along , by the completion of Z_1 along , by the extension of to the completions. It is immediate that the extension of to the completions is an isomorphism, corresponding to the identity map of B_1 (I, 10.9.1); one concludes that the corresponding homomorphism is also an isomorphism, these isomorphisms identifying and . Finally, is a coherent Ideal of and (I, 9.1.13), hence, if , one has , whence it follows at once that the restriction of is an isomorphism (I, 3.2.7); in addition, the completions and are identified by ĥ (I, 10.9.5). All hypotheses of (5.3.4) are therefore fulfilled by X_1, , and , and one may therefore from now on suppose adic Noetherian and an ideal of definition of . One then has , and , where is a -module of finite type, whence , where is the coherent -module Ñ (I, 10.10.5), and consequently (I, 10.9.5). In addition, by virtue of the first comparison theorem (4.1.5), is canonically identified with , and the canonical homomorphism is none other than by virtue of (5.1.3). Now, the kernel and the cokernel of are coherent -modules, and by hypothesis their restrictions to are obviously zero. There thus exists an integer such that (I, 9.3.4); one concludes that (I, 10.8.8 and 10.8.10).

5.3.5. End of the proof of the existence theorem.

The hypotheses being those of (5.1.4), we shall use the principle of Noetherian induction , supposing therefore the theorem true for every closed subprescheme of whose underlying space is distinct from (the completion being of course the completion of along ). We may suppose non-empty. Since is separated and of finite type, we may apply Chow's lemma (II, 5.6.1): there thus exists a -scheme and a -morphism such that the structure morphism is quasi-projective, the morphism projective and surjective, and in addition a non-empty open subset of such that the restriction is an isomorphism. Let be a coherent Ideal of defining a closed subprescheme of underlying space (I, 5.2.2), and let be a coherent -module whose support is proper over ; denote by the completion of along , by the extension of to the completions. Then is a coherent -module whose support is contained in and is consequently proper over , since is projective, hence proper (II, 5.4.6). Since is quasi-projective, is algebraizable by virtue of (5.2.6). We conclude

that is an algebraizable -module (5.3.3) since is proper. We may now apply to and to the result of (5.3.4): the kernel and the cokernel of the homomorphism are annihilated by a power ; let be the closed subprescheme of defined by , having as underlying space, the canonical injection, so that the extension to the completions is the canonical injection (I, 10.14.7). One may therefore write and , and since is non-empty, it follows from the induction hypothesis that and are algebraizable -modules; by virtue of (5.3.3), and are algebraizable, and one may then apply (5.3.2), which finally proves that is algebraizable. Q.E.D.

5.4. Application: comparison of morphisms of usual schemes and of morphisms of formal schemes. Algebraizable formal schemes

Theorem (5.4.1).

Let be an adic Noetherian ring, an ideal of definition of , , . Let be a proper morphism, a separated morphism of finite type, and let Ŝ, , be the completions of , , along , , respectively. If, for every -morphism , is the extension of to the completions, the map is a bijection

  Hom_S(X, Y) ⥲ Hom_Ŝ(𝔛, 𝔜).

Proof. Let us first show that is injective. Suppose indeed that two -morphisms , from to are such that . One then knows (I, 10.9.4) that there exists an open neighbourhood of in which and coincide. Now, since is a closed map, one has (5.1.3.1), whence .

Let us now prove that is surjective, and let therefore be an Ŝ-morphism . Let , and denote by and the canonical projections; is of finite type over (I, 6.3.4), hence Noetherian; denote by its completion along ; one knows that is canonically identified with , the projections and being identified with the extensions and (I, 10.9.7). Since is separated over , is separated over Ŝ (I, 10.15.7), hence the graph morphism is a closed immersion (I, 10.15.4). Let be the closed formal subprescheme of associated to this immersion, and the canonical injection, so that , where is an isomorphism (I, 10.14.3) whose inverse isomorphism is ; in addition, is obviously proper over Ŝ, since is; one concludes (5.1.8) that there exists a closed subprescheme of such that , and that , where is the canonical injection (I, 10.14.7). Then is an isomorphism, since it is so for by hypothesis, and it suffices to apply

(4.6.8), noting as above that is the only neighbourhood of in . Let be the inverse isomorphism of , and set , which is a morphism whose graph is by definition . Since ĝ is the inverse isomorphism of , one has . But one knows that (I, 10.9.8), whence finally , which completes the proof.

One may therefore say, in the language of categories, that the functor is fully faithful (0, 8.1.6) from the category of proper schemes over into the category of proper formal schemes over , for every adic Noetherian ring ; it consequently establishes an equivalence between the first of these categories and a subcategory of the second; the objects of the latter will be called algebraizable formal schemes. For such a scheme , there exists a usual scheme , proper over , determined up to unique isomorphism, such that is isomorphic to .

Scholium (5.4.2).

With the notation of (5.4.1), set , , . It follows from (5.4.1) and from (I, 10.12.3) that to give an -morphism is equivalent to giving an -adic inductive system (I, 10.12.2) of -morphisms .

Remark (5.4.3).

Contrary to what the existence theorem (5.1.6) might suggest, there exist formal schemes proper over that are not algebraizable (just as there exist compact analytic spaces that do not come from complex algebraic varieties). We shall later encounter such schemes in "moduli theory", which deals precisely (when the base field is ) with the infinitesimal variations of the complex structure of a complete algebraic variety, and it is known that such variations may give rise to analytic varieties that are not algebraic.

Proposition (5.4.4).

Let be an adic Noetherian ring, , , two proper morphisms of formal schemes, an -morphism. If is finite and if is algebraizable, then is algebraizable.

Proof. Note that the hypotheses on and already entail that is proper (3.4.1), and for to be finite, it suffices that for every , the fibre is finite (4.8.11). The hypothesis entails that is a coherent -Algebra (4.8.6), hence it follows from the existence theorem that, if and , where is a proper morphism of usual schemes, there exists a coherent -Algebra such that . Let , and the structure morphism; it then follows at once from the definition of from (4.8.7) that is canonically isomorphic to and that is identified with û (it suffices to see this for the case where is affine).

Note that (5.1.8) is a particular case of (5.4.4).

Theorem (5.4.5).

Let be an adic Noetherian ring, an ideal of definition of , , , a proper morphism of formal schemes. Set , , and for every -module , .

Let be an invertible -module, and suppose that is an ample -module. Then is algebraizable, and if is a proper -scheme such that is isomorphic to , there exists an ample -module such that is isomorphic to (which implies that is projective over ).

Proof. Let us apply (5.2.3) to : there thus exists an integer such that for , the canonical homomorphism is surjective. One may suppose chosen large enough that is very ample for S_0 (II, 4.5.10). Since the morphism is proper, is an -module of finite type (3.2.1), hence there exists a sub--module of finite type of whose image in is this latter module in its entirety. This being so, for every , consider the homomorphism deduced from the canonical injection . Note that is quasi-coherent, and since , defines a homomorphism , and consequently also a homomorphism . Moreover, if one sets , one has (I, 9.1.5), hence is deduced from by passage to quotients. Now, by definition of , is none other than the canonical homomorphism , and the hypothesis that is very ample entails that is surjective (II, 4.4.3); one then deduces from Nakayama's lemma that each of the is also surjective. Each of the therefore defines (II, 4.2.2) an -morphism , and since for by virtue of (II, 4.1.3), is an -adic inductive system (I, 10.12.2) by virtue of the relations between the and of (II, 4.2.10). The therefore define an -morphism of formal schemes , where is the inductive limit of the system , or equivalently the completion , where . In addition, the hypothesis that is very ample entails that is a closed immersion (II, 4.4.3); one concludes that is a closed immersion of formal schemes (4.8.10), hence is algebraizable (5.1.8). The fact that is isomorphic to the completion of an invertible -module then follows from the existence theorem (5.1.6). In addition, is then the completion of (I, 10.8.10), and the homomorphisms define a well-determined homomorphism (5.1.7); moreover, since is surjective, so is (I, 10.11.5), hence so is (5.1.3); in addition, the morphism defined by (II, 4.2.2) has as extension to the completions , and since is a closed immersion, so is , by (5.1.8) and (5.4.1); one concludes that is very ample (II, 4.4.6) and is ample (II, 4.5.10).

Remark (5.4.6).

Let be an adic Noetherian ring, , a proper morphism of formal schemes. Let be the coherent Ideal of such that for every formal affine open of , is the nilradical of ; the existence of this Ideal follows easily from (I, 10.10.2) and from the fact that every ring homomorphism sends the nilradical of into that of . Let be the closed formal subscheme of defined by (I, 10.14.2); it would be interesting to know whether, when is algebraizable, itself is algebraizable. One would no doubt arrive at a solution to this problem if one knew how to classify (for example by means of invariants of

cohomological nature) the extensions of a structure sheaf (for a usual prescheme or a formal prescheme) by an Ideal of square zero, in other words the -Algebras such that is isomorphic to , where is an Ideal of square zero of .

5.5. A decomposition of certain schemes

Proposition (5.5.1).

Let be an adic Noetherian ring, an ideal of definition of , . Let be a separated morphism of finite type; set , . Let Z_0 be an open part of X_0, proper over Y_0; then there exists in an open and closed part , proper over and such that .

Proof. By hypothesis, there is an open subset of such that ; let be the completion along Z_0 of the scheme induced by on the open subset ; the support of being Z_0, which is proper over Y_0, is proper over (3.4.1). It follows from (5.1.8) that there exists a closed subscheme of proper over such that, if is the canonical injection, is an isomorphism ( being the completion of along Z_0). One concludes (4.6.8) that there exists in an open neighbourhood of Z_0 such that the restriction of is an isomorphism. But is a neighbourhood of Z_0 in , hence is necessarily identical to (5.1.3.1). One concludes that is open in , hence in , which completes the proof.

Corollary (5.5.2).

If X_0 is proper over Y_0, is the union of two disjoint open parts and such that is proper over and contains X_0; in addition, every closed part of , proper over , is contained in .

Proof. The last assertion follows from the fact that , being closed in , is proper over ; if were not empty, would be closed non-empty in , hence would meet Y_0 (5.1.3.1), which contradicts the definition of .

(To be continued.)