§20. Meromorphic functions; pseudo-morphisms

20.0. Introduction

Most of the notions and results of §§20 and 21 attach directly to chap. I, and depend hardly at all on chaps. II to IV, except for the occasional use of the notion of depth and of regular local ring (in (20.6), (21.11), (21.13) and (21.15)), of Zariski's "Main theorem" in (20.4) and (21.12), and of properties of transversely regular immersions in (20.6) and (21.15).

In §20, we introduce several variants of the notion of rational map, already studied in (I, 7) from a point of view still rather close to the classical viewpoint, and for this reason rather poorly adapted to the case of preschemes that are not necessarily reduced. The notions and results of §20 are used in §21 (nos. 21.1 to 21.7) to develop the general notion of divisor and its most elementary properties. This notion is especially convenient when the local rings of the preschemes under consideration are Noetherian and integrally closed, and especially when they are moreover factorial (21.6 and 21.7), because of its identification in this latter case with the notion of 1-codimensional cycle (linear combination of irreducible subpreschemes of codimension 1). In (21.9), one determines the divisors on a Noetherian prescheme of dimension 1 but not necessarily normal, which is useful for various applications. Nos. (21.11) and (21.12) give two important theorems, due respectively to Auslander-Buchsbaum and Van der Waerden, and related to the notion of factorial ring (nos. (21.9), (21.11) and (21.12) are independent of one another). In nos. (21.13) and (21.14), also independent of the previous three, we study a useful variant of the notion of factorial local ring, that of parafactorial local ring, which is introduced notably [41] in the development of comparison theorems between the Picard group of a projective prescheme over a field and that of a "hyperplane section". One will see in (21.14.1) (Ramanujam-Samuel theorem) that parafactorial local rings are much more numerous than one might a priori have expected.

In (20.5), (20.6) and (21.15), we take up the preceding notions again but from a viewpoint "relative" to a fixed base prescheme. For the moment these notions are used only rather rarely; in particular, the notion of relative divisor is scarcely used except when one is dealing with positive divisors, and in this case it is explained advantageously without recourse to the notion of relative meromorphic function, by means of the notion of transversely regular immersion of codimension 1. The reader will therefore find it advantageous to omit these sections on a first reading.

20.1. Meromorphic functions

(20.1.1). Let be a ringed space, and let be a subsheaf of sets of . For every open of , consider the ring of fractions (Bourbaki, Alg. comm., chap. II, §2, n° 1). It is immediate that the map is a presheaf of rings . We denote by the sheaf of rings associated to this presheaf and we say that this is the sheaf of rings of fractions of with denominators in ; it is a flat -module. It is immediate that for every , one has a canonical isomorphism

since the reasoning of generalizes immediately to the case where one has an inductive system of rings, and for each index a subset of such that

for ; one then takes for the inductive limit in of the inductive system of subsets .

(20.1.2). Let now be an -module. One then sets

  (20.1.2.1)             ℱ[𝒮⁻¹] = ℱ ⊗_{𝒪_X} 𝒪_X[𝒮⁻¹]

and one says that this is the sheaf of modules of fractions of with denominators in ; it is immediate that it is associated to the presheaf of modules , and that for every one has a canonical isomorphism

(20.1.3). We shall be interested here in the case where is the subsheaf of such that for every open , is the set of regular elements of the ring ; it is immediate that this is a sheaf (and not only a presheaf), the regularity of a section of over being verified "fibre by fibre" (i.e. meaning that the germ of the section at is regular in for every ); in other words is none other than the set of regular elements of . The corresponding sheaf of rings

is called the sheaf of germs of meromorphic functions on , and the sections of over are called the meromorphic functions on ; they form a ring which one denotes . For every -Module ,

                         ℱ ⊗_{𝒪_X} 𝓜_X = ℱ[𝒮⁻¹]

is also denoted and called the sheaf of germs of meromorphic sections of ; its sections over form an -module denoted , whose elements are called meromorphic sections of over . These definitions imply that for every open of , one has a canonical isomorphism , in particular .

(20.1.3.1). If is a reduced prescheme, one will note that if an element is such that for every maximal point of , then is regular. Indeed, if for a , one has , hence since is a field, and to say that for every maximal point of means that : one is at once reduced to the case where is affine, and an element of a reduced ring belonging to every minimal prime ideal is zero by definition. The converse is true if the set of irreducible components of is locally finite. One is at once reduced to the case where is affine; if () are the minimal prime ideals of and for some index , then there exists such that for and (Bourbaki, Alg. comm., chap. II, §1, n° 1, prop. 1); one therefore has for every , hence since is reduced; so is not regular.

(20.1.4). For every open of , the homomorphism from to (which is none other than the total ring of fractions of

) is injective; these homomorphisms therefore define a canonical injective homomorphism

which allows one to identify with a subsheaf of . Given a meromorphic function , one says that is defined on an open of if is a section of over ; the sheaf axioms show that, for a given section , there is a largest open on which is defined; one calls this the domain of definition of and denotes it .

(20.1.5). For every -Module , one deduces from (20.1.4.1) a di-homomorphism formed of and the homomorphism of sheaves of additive groups

  (20.1.5.1)             1_ℱ ⊗ i : ℱ → 𝓜_X(ℱ) = ℱ ⊗_{𝒪_X} 𝓜_X.

One will note that the latter is no longer injective in general; when it is injective, one says that is strictly torsion-free: this means that for every open of and every section which is a regular element of that ring, the homothety of is injective; this condition is evidently satisfied if is locally free.

Proposition (20.1.6).

Let be a locally Noetherian prescheme, a quasi-coherent -Module. For to be strictly torsion-free, it is necessary and sufficient that .

One is at once reduced to the case where is affine, , and one knows that the elements of belonging to an ideal of are exactly those for which the homothety is not injective (Bourbaki, Alg. comm., chap. IV, §1, n° 1, cor. 2 of prop. 2).

(20.1.7). If is a section of over , one says that is defined at a point if there exists an open neighbourhood of in such that is the image of a section of over under the di-homomorphism (20.1.5.1). One says that is defined on an open of if it is defined at every point of ; there is again a largest open on which is defined, called the domain of definition of and denoted . When is strictly torsion-free, so that is identified by (20.1.5.1) with a subsheaf of , saying that is defined on means that is a section of over .

(20.1.8). In accordance with the general notation , one denotes by the sheaf of multiplicative groups such that is (for every open of ) the group of invertible elements of . This sheaf is none other than the sheaf defined in (20.1.3): indeed, if , then for every there exists an open neighbourhood of such that is a regular element in the total ring of fractions of , and one knows that such an element is necessarily invertible in this ring of fractions. We shall say that the sections of over are the regular meromorphic functions (one will note that we are departing here from the terminology followed by certain authors, who call "regular" meromorphic functions those which are sections of , identified with a subsheaf of ).

Let be an invertible -Module ; then it is clear that

is an invertible -Module. Let be an open such that is isomorphic to ; since every automorphism of is multiplication by an invertible element of , it amounts to the same thing to say that a section has invertible image in under an isomorphism or under every isomorphism onto ; one will say in this case that is a regular meromorphic section of over ; a section of over will be called a regular meromorphic section of if, for every open such that is isomorphic to , is a regular meromorphic section of over . One denotes by the subsheaf of such that for every open , is the set of regular meromorphic sections of over . Let be a meromorphic section of over (i.e. a section of ); it defines a homomorphism which to every section of over an open associates . It follows at once from the foregoing that, for to be regular, it is necessary and sufficient that be injective, and in fact is then a bijective homomorphism from to , and its restriction to is a bijection onto . One concludes that the homothety is an isomorphism from onto .

(20.1.9). Let be a regular meromorphic section of the invertible -Module over ; then, for every -Module , likewise defines a homomorphism , which is again bijective.

(20.1.10). Let be a meromorphic section of an invertible -Module over ; for to be regular, it is necessary and sufficient that there exist a meromorphic section of over such that the canonical image of in is the unit section, and this section is then unique: indeed, the necessity of the local existence of such a section is evident, and its local uniqueness entails its global existence (and uniqueness); moreover, the existence of is trivially sufficient for to be regular. One will set .

Finally, if is a second invertible -Module, (resp. ) a regular meromorphic section of (resp. ) over , then is evidently a regular meromorphic section of over .

(20.1.11). If is a morphism of ringed spaces, there is in general no natural map sending a meromorphic function on to a meromorphic function on . For example, if is the spectrum of an integral local ring , that of its residue field , there is no natural homomorphism from the field of fractions of to , and one can send an element of to an element of only if it is already in .

More generally, if , denote, for every open of , by the set of regular sections such that the image of under

                         Γ(θ♯) : Γ(U, 𝒪_X) → Γ(f⁻¹(U), 𝒪_{X'})

is a regular section. It is immediate that is a subsheaf of the sheaf of sets , which one denotes . One sets ; this is a subsheaf

of rings of , and one canonically deduces from a homomorphism of sheaves of rings extending (Bourbaki, Alg. comm., chap. II, §2, n° 1, prop. 2); whence, recalling that , a canonical homomorphism of -Algebras

For every meromorphic function on which is a section of , is a meromorphic function on , called the inverse image of under , and denoted if this entails no confusion.

Similarly, if is an -Module, one sets , and one immediately deduces from a canonical homomorphism (also written )

                         Γ(X, 𝓜_f(ℱ)) → Γ(X', 𝓜_{X'}(f*(ℱ))).

Moreover, if is defined (20.1.7) at a point , coincides, on a neighbourhood of , with a section of the form , where the belong to , the to , and the to . As by hypothesis the images of the in are regular, one sees that is defined at every point of ; in other words, one has

We shall see later (20.6.5, (i)) examples (with ) where the two sides of (20.1.11.2) may be distinct.

Consider in particular the case where ; then, if is an invertible -Module, the image in , under , of a regular meromorphic section of over (20.1.8) is a regular meromorphic section of over , as follows at once from the definition of these sections and from the fact that a homomorphism of rings sends an invertible element to an invertible element.

Let be a second morphism of ringed spaces, and suppose that and ; then, if one sets , one also has , and one sees at once that for every meromorphic section of over , one has .

Proposition (20.1.12).

If the morphism is flat , one has , and the homomorphism is defined on all of . Moreover, if is a (flat) morphism of ringed spaces in local rings, one has ; if in addition is surjective (hence faithfully flat), the homomorphism is injective.

The first assertion follows from the fact that, if is an -algebra which is a flat -module, every element of which is not a zero-divisor in is not a zero-divisor in . To prove the other assertions, note that, for every , if , is a flat -module, and since the homomorphism is local by hypothesis, it is injective ; if one sets , , so that identifies with a subring of , is equal to , where is the set of regular elements of , is equal to , where is the set

of regular elements of , and as we have seen that , the homomorphism is injective; in other words, this proves that the homomorphism (20.1.11.1) is injective (whence the last assertion of the statement). The quotient identifies with an -submodule of , and identifies with . Now suppose that ; the image of in is therefore ; by faithful flatness, one deduces that the same holds for the image of in , hence , which finishes the proof.

Remark (20.1.13).

Let be a reduced complex analytic space; then the notion of meromorphic function on defined above coincides with the usual notion. Consider on the other hand a prescheme , locally of finite type over the field ; one then knows that one can associate to an analytic space having the same underlying topological space, and that the canonical morphism is flat [37]; by virtue of (20.1.12), the canonical homomorphism from to is therefore everywhere defined and injective; but it is not surjective in general. For example, when () is the affine space of dimension over , identifies canonically with the field of rational functions on (20.2.13, (i)), while is the field of usual meromorphic functions on . By reason of this fact, it is often preferable, in algebraic geometry, to refrain from the terminology introduced in this section, and to use the equivalent terminology of "pseudo-function" which will be defined below.

20.2. Pseudo-morphisms and pseudo-functions

The only ringed spaces considered in this section are preschemes.

(20.2.1). Recall (11.10.2) that in a prescheme one says that an open is schematically dense if, for every open of , the canonical homomorphism is injective.

Consider two preschemes , , and two schematically dense opens , of ; one says that two morphisms , are equivalent if there exists an open , schematically dense in , such that . As it follows at once from the definition of schematically dense opens that the intersection of two such opens is again one, it is immediate that the previous relation is indeed an equivalence relation. An equivalence class under this relation is called a pseudo-morphism of into , or a strict rational map of into .

If is a prescheme and , are two -preschemes, one calls pseudo--morphism the equivalence class (for the foregoing relation) of an -morphism from a schematically dense open of to . A pseudo-morphism is therefore nothing other than a pseudo--morphism for .

One denotes by Ps.hom(X, Y) (resp. ) the set of pseudo-morphisms (resp. pseudo--morphisms) of into .

(20.2.2). It follows from the definition recalled above that if is a schematically dense open in , then for every open of , is schematically dense in . If two morphisms , of schematically dense opens of into are equivalent, it follows that their restrictions and are also equivalent morphisms (for the prescheme induced on ); their class is called the restriction to of the pseudo-morphism , the class of , and this pseudo-morphism is denoted . If is an open of , it is clear that . This shows that the restriction maps define a presheaf of sets ; one will note that this presheaf is not in general a sheaf (cf. (20.2.16)); the associated sheaf is denoted . For pseudo--morphisms, one sees likewise that is a presheaf of sets, whose associated sheaf is denoted .

If is schematically dense in , then for every open schematically dense in , is also schematically dense in , so the map is a bijection from Ps.hom(X, Y) (resp. ) onto Ps.hom(V, Y) (resp. ).

(20.2.3). Given a pseudo--morphism of into , one says that it is defined at a point if there exists an open neighbourhood of in , an open containing and schematically dense in , and an -morphism whose class in equals (20.2.2); one calls domain of definition of , and one denotes by (or simply if ), the set of where is defined; it is evidently an open of . Moreover, for every open of , one has

  (20.2.3.1)             dom_S(ω | W) = (dom_S(ω)) ∩ W

by virtue of the property of schematically dense opens recalled in (20.2.2).

Proposition (20.2.4).

Suppose that , are -preschemes such that the structure morphism is separated; then, if is a pseudo--morphism of into , is the largest of the schematically dense opens of such that there exists an -morphism belonging to the class .

It evidently suffices to prove that if , are two schematically dense opens in such that two -morphisms and are equivalent, then the restrictions of and to are equal. Now by hypothesis there exists an open , schematically dense in and on which and coincide; as U'' is also schematically dense in , our assertion follows from (11.10.1, d).

Corollary (20.2.5).

Let be an S_0-scheme, , two -preschemes such that the composite is separated (which implies (I, 5.5.1) that is also separated). For every pseudo--morphism of into , one has then . In particular, if is a scheme, one has .

Indeed, it is clear that without any separation hypothesis; by virtue of (20.2.4), it suffices to prove that if an S_0-morphism from a schematically dense

open U_0 of into is such that the composite coincides with the restriction of the structure morphism on an open schematically dense in , then . But by virtue of the hypothesis that the morphism is separated, this again follows from (11.10.1, d).

Corollary (20.2.6).

Under the hypotheses of (20.2.4), the presheaf is a sheaf.

Indeed, let be an open of , a cover of by opens of ; suppose given for each a pseudo--morphism of into , so that for every pair of indices , , the restrictions (20.2.2) of the pseudo--morphisms and to are equal; by virtue of (20.2.3.1), this entails . Let be the union of the opens , and, for each , let be the unique -morphism belonging to the class (20.2.4); by reason of the hypothesis and of (20.2.4), the restrictions of and to are equal, so there exists a morphism whose restriction to each open equals . It is clear that is schematically dense in , hence defines a pseudo--morphism of into whose restrictions to the are the .

Remark (20.2.7).

One knows (11.10.4) that when is reduced, it amounts to the same to say that an open of is dense in or that it is schematically dense in ; the notion of pseudo-morphism (resp. pseudo--morphism) of into then coincides with that of rational map (resp. -rational map) of into (I, 7.1.2). In the general case, the notion of pseudo-morphism seems more useful than that of rational map.

(20.2.8). One calls pseudo-function on a pseudo-morphism of into ( indeterminate), or, what amounts to the same, an -pseudo-morphism of into ; it amounts also to the same (I, 3.3.15) to say that a pseudo-function on is an equivalence class of sections of over schematically dense opens of , two sections , over such opens being equivalent if there exists an open , schematically dense in , on which and coincide. One may here apply (20.2.4) with and ; hence, for every pseudo-function on , there exists a largest schematically dense open in on which there is a section of over belonging to the class . It is clear that the sheaf is here a sheaf of rings, even an -Algebra, which we shall denote ; it follows from (20.2.6) that, for every open of , equals the set of pseudo-morphisms of into ; one sets . To say that a section of over is invertible in the ring means that there exists an open schematically dense in , hence in , such that, if is the unique section of over belonging to , is invertible in . It follows from (I, 3.3.15) that, in the canonical correspondence between and ( open

of ), the invertible elements of correspond to morphisms which factor as . One concludes that the sheaf of germs of invertible sections of identifies canonically with the sheaf .

Lemma (20.2.9).

Let be an open of , a regular element of the ring ; then the open set of such that is schematically dense in .

Indeed, let be an open of , a section of over such that . For every affine open , there then exists an integer such that (I, 1.4.1); but since is a regular element of , this entails , whence .

(20.2.10). Consider a meromorphic function (20.1.4); then is schematically dense in : indeed, every point of admits an open neighbourhood such that there exists a section which is a regular element of this ring, and such that ; since is invertible, one concludes that , hence by definition (20.1.4), and our assertion follows from the lemma (20.2.9). One may therefore associate to the pseudo-function equal to the class of the section of over , the restriction of ; operating similarly with replaced by an arbitrary open of , one obtains in this way a canonical homomorphism of -Algebras

which, by restriction, evidently gives a homomorphism of sheaves of abelian groups

for the sheaves of germs of invertible sections of and .

Proposition (20.2.11).

(i) The canonical homomorphism (20.2.10.1) (and consequently also (20.2.10.2)) is injective.

(ii) Suppose either that is locally Noetherian, or that is reduced and the set of its irreducible components is locally finite. Then the canonical homomorphism (20.2.10.1) (and consequently also (20.2.10.2)) is bijective.

The questions being local on , one may restrict to the case affine, and then show that the canonical homomorphism is always injective, and that it is bijective in the cases considered in (ii). Taking into account the definition of the sheaf (20.1.3), one may moreover note that (20.2.10.1) actually comes from a homomorphism of presheaves

                         Γ(U, 𝒪_X)[Γ(U, 𝒮)⁻¹] → Γ(U, 𝓜'_X)

and it suffices to show that, for affine, this latter is injective (resp. bijective under the hypotheses of (ii)). Denoting by the set of regular elements of (so that is the total ring of fractions of ), one must therefore consider the canonical homomorphism

and show that it is injective (resp. bijective under the conditions of (ii)). Now, one may write , where runs over the set of regular elements of , ordered by the relation " is a divisor of " ; one may also write . On the other hand, one has by definition , where runs over the set of schematically dense opens of (ordered by ), and the map (20.2.11.1) is none other than the canonical map coming from the fact that the constitute a part of the set of schematically dense opens in (20.2.9). Note that, by definition of a schematically dense open, the homomorphism for two such opens is always injective, hence so are the homomorphisms , and one concludes that (20.2.11.1) is injective. To prove that (20.2.11.1) is bijective, it suffices to show that the set of is cofinal in the set of schematically dense opens, in other words that for such an open , there exists regular in such that . Now, when is reduced and the irreducible components of form a locally finite set, this set is finite since was supposed affine, in other words has only a finite number of minimal prime ideals ; as is reduced, the intersection of the reduces to 0, and to say that is regular is therefore equivalent to saying that does not belong to any of the ; one concludes by the reasoning of (I, 7.1.9.1). When is Noetherian, saying that (where is closed in ) is schematically dense means (5.10.2) that does not meet , and by virtue of Bourbaki, Alg. comm., chap. IV, §1, n° 4, prop. 8, this entails the existence of a such that is -regular, hence .

One has moreover proved in the course of this proof the

Corollary (20.2.12).

If , where is Noetherian, or reduced and having only a finite number of minimal prime ideals, the schematically dense opens in are those which contain an open of the form , where is regular in , and is the total ring of fractions , where is the set of regular elements of .

Remarks (20.2.13).

(i) Let be an element of , its image in M'(X); one has evidently, by definition ((20.1.4) and (20.2.8)), ; but in fact one has equality , since there exists a section of over belonging to the class , and the corresponding meromorphic function equals (20.2.11, (i)), so .

(ii) One has already noted that when is reduced, one has (sheaf of rational functions on (I, 7.3.2)); if moreover the irreducible components of form a locally finite set, one has . In general, since every schematically dense open set is dense, one has a canonical homomorphism , but even when is locally Noetherian, this homomorphism is not necessarily injective. For example, if , where is a Noetherian ring such that contains immersed prime ideals (which entails that is not reduced), one has seen that and M'(X) identify with the total ring of fractions ,

where is the set of regular elements of , the complement of the union of the ideals ; on the other hand, identifies with , where is the complement of the union of the minimal prime ideals of (I, 7.1.9), and the canonical homomorphism (and a fortiori ) is therefore not injective, since there exist in elements of annihilated by elements of (Bourbaki, Alg. comm., chap. IV, §1, n° 1, cor. 2 of prop. 1).

(iii) One will note that even when is locally Noetherian, the -Module is not necessarily quasi-coherent. Consider for example a Noetherian local ring of dimension , whose maximal ideal is such that and such that, on setting , the scheme induced on the open of , complement of , is integral. The only regular elements of are then the invertible elements, so ; if were quasi-coherent, it would therefore equal , but as is an integral scheme, is a simple sheaf (I, 7.3.5), whereas is not a simple sheaf since .

It remains to give an example of a ring having the preceding properties. It suffices to consider an integral local ring of dimension and residue field , and to take with the multiplication law .

(iv) If is locally Noetherian, it follows from (5.10.2) that the schematically dense opens in are those which contain the set .

(20.2.14). Let be a prescheme, a quasi-coherent and strictly torsion-free -Module (20.1.5), so that identifies with an -submodule of . For every meromorphic section of over , one calls Ideal of denominators of the annihilator of the section ū image of in . The Ideal is quasi-coherent: indeed, the question being local on , one may restrict to the case where is affine, and there exists a section such that . To say that, for an open , a section belongs to means that , and since is a regular element of and is strictly torsion-free, the preceding relation is again equivalent to ; if is the section of which is the canonical image of , one sees therefore that is the kernel of the homomorphism obtained by multiplication by the section . As is quasi-coherent, so is .

It follows at once from the foregoing definition that is the open complement of the closed subprescheme of defined by the Ideal of denominators of .

Proposition (20.2.15).

Let be a morphism, a quasi-coherent -Module, a section of over (20.1.11). Then is schematically dense in .

The question being evidently local on and , one may suppose , affine, , and , where and is a regular element of whose image in is a regular element. One knows then (20.2.9) that is a schematically dense open in , and it is the inverse image under of , which is contained in .

Remark (20.2.16).

When is not separated, the presheaf on is not necessarily a sheaf, even when is Noetherian, as the following example shows. We shall take for a spectrum of a semi-local Noetherian ring of dimension , having exactly two maximal ideals

, (so that has exactly two closed points , x''), such that and belong to and such that the open is integral. Let , , so that . Note that the only schematically dense opens in are those that contain and x'' (20.2.13, (iv)), so they necessarily equal . To have a counter-example, it will therefore suffice to define two -morphisms , (with ) whose restrictions to belong to the same pseudo-morphism of into , but which are such that, for every neighbourhood of x'' in and every neighbourhood V'' of in U'', the restrictions of and u'' to are distinct. For this, consider an irreducible closed subset of containing and x'', distinct from ; let be the -prescheme obtained by gluing two preschemes , Y'' isomorphic to along the everywhere dense open (I, 2.3.1). One will take for and u'' respectively the restrictions to and U'' of the inverse isomorphisms of the structural isomorphisms , . Since and V'' contain the generic point of , the restrictions of and u'' to are distinct, but the restrictions of and u'' to are equal, and is a dense open in , hence schematically dense since is reduced.

It remains then only to define and so as to have the preceding properties. Let be an integral affine scheme (for example the affine plane over a field ), an irreducible closed subset of X_0 (for example an affine line) containing two distinct closed points and x'', corresponding to maximal ideals , of . Consider the ring with the multiplication . If , one has and X_1 is reduced except at the points , x''. It then suffices to take , where is the complement of the union of the maximal ideals of at the points , x'', and for the trace of on .

20.3. Composition of pseudo-morphisms

(20.3.1). Let , , be three preschemes, a pseudo-morphism of into , a morphism. It is clear that if , U'' are two schematically dense opens in , , two morphisms of the class , the morphisms and are equivalent (for the relation defined in (20.2.1)); hence, for all morphisms of the class , the morphisms belong to one and the same equivalence class, which one denotes and which one calls the pseudo-morphism of into composed of and . One has . If is a morphism, it is clear that .

(20.3.2). Suppose now given a pseudo--morphism of into , where is separated over , so that there exists an -morphism of the class (20.2.4). Let be an -morphism such that the open is schematically dense in ; one then says that the class (for the equivalence relation of (20.2.1)) of the -morphism (a class defined by virtue of the foregoing hypothesis) is the pseudo--morphism composed of and , and one denotes it ; it is clear that one has

For given, one denotes by the set of pseudo--morphisms of into satisfying the foregoing condition. If is such a pseudo--morphism, it is clear that for every open of ,

                         f⁻¹(dom_S(ω | V)) = f⁻¹(V ∩ dom_S(ω)) = f⁻¹(V) ∩ f⁻¹(dom_S(ω))

is schematically dense in , so, if is the restriction of , the composite is defined and equal to . One thus defines a

canonical restriction map , which permits one to define a presheaf of sets on , a sub-presheaf of , whence an associated sheaf of sets which one denotes . Moreover, for every open of , one has a map from to , which therefore defines an -morphism of sheaves of sets

                         𝒫𝓈.hom_S(X, Y)^f → 𝒫𝓈.hom_S(X', Y).

(20.3.3). Let now be an -morphism such that the open is schematically dense in X''; then is defined and belongs to this pseudo--morphism; moreover, by virtue of (20.3.2.1), is a fortiori schematically dense in X'', so is also defined and belongs to this pseudo--morphism, so one has .

On the other hand, for every -morphism , one has (20.3.1), so is defined, and belongs to this pseudo--morphism, which shows that .

(20.3.4). The most important case in the definition (20.3.2) is the one where : for this it suffices that for every open of and every open schematically dense in , be schematically dense in ; when this is the case, then, for every open of and every pseudo--morphism , one may define the composite , even if is not separated over . Indeed, if and are two morphisms of the class , they coincide on an open U_0 schematically dense in , hence the composite morphisms and coincide on , which is by hypothesis schematically dense in ; one may therefore define as the class of any of the morphisms , where belongs to .

Proposition (20.3.5).

Let , be two preschemes, a morphism. Then, in each of the following three cases, for every open of and every open schematically dense in , is schematically dense in :

(i) is flat and locally of finite presentation.

(ii) is flat and the underlying space of is locally Noetherian.

(iii) is reduced, the set of irreducible components of is locally finite, and every irreducible component of dominates an irreducible component of .

Assertion (i) follows from (11.10.5, (ii), b)); assertion (ii) follows from (11.10.5, (ii), a)), since then every open in is retrocompact, in other words the canonical injection is a quasi-compact morphism. Finally, to prove (iii), note that since is reduced, it suffices to show that for every open of and every open dense in , is dense in . Now, for to be dense in , it suffices that contain all the maximal points of belonging to ; the conclusion therefore follows from the hypothesis that the image under of every

maximal point of belonging to is a maximal point of belonging to , hence to since the set of irreducible components of is locally finite.

(20.3.6). Let , be two -preschemes; suppose that satisfies one of the two following hypotheses:

a) is locally Noetherian;

b) is reduced and the set of its irreducible components is locally finite.

Then, for every , the canonical -morphism is flat and satisfies condition (ii) of (20.3.5) in case a), condition (iii) of (20.3.5) in case b). For every pseudo--morphism of into , the composite is therefore defined and is a pseudo--morphism of into , called the restriction of to . Note now that if satisfies condition a) (resp. b)) of (20.3.6), so does every prescheme induced on an open of containing . By passage to the inductive limit, one therefore deduces, from the canonical maps Ps.hom_S(U, Y) → Ps.hom_S(Spec(𝒪_{X,x}), Y) thus obtained, a canonical map

  (20.3.6.1)             (𝒫𝓈.hom_S(X, Y))_x → Ps.hom_S(Spec(𝒪_{X,x}), Y)

where the first member is the fibre at the point of the sheaf , the set of germs at of pseudo--morphisms from open neighbourhoods of into .

Proposition (20.3.7).

Under the hypotheses of (20.3.6), the canonical map (20.3.6.1) is injective. If moreover is locally of finite presentation over , the map (20.3.6.1) is bijective.

By application of the method of (8.1.2, a)), this proposition will be a particular case of the following:

Proposition (20.3.8).

With the notations of (8.8.1), suppose quasi-compact (resp. quasi-compact and quasi-separated) and locally of finite type (resp. locally of finite presentation) over . Suppose moreover that one of the following conditions is satisfied:

(i) The transition morphisms (for ) are flat, and the and are Noetherian.

(ii) The are reduced, the set of irreducible components of and of each of the is finite, and, for , every irreducible component of dominates an irreducible component of .

Then the canonical map

  (20.3.8.1)             lim Ps.hom_{S_λ}(X_λ, Y_λ) → Ps.hom_S(X, Y)

is injective (resp. bijective).

Note first that, in case (i), the morphisms (for ) and are flat, so it follows from (20.3.4) and (20.3.5) that the canonical maps

                         Ps.hom_{S_μ}(X_μ, Y_μ) → Ps.hom_{S_λ}(X_λ, Y_λ)

for and are defined (without any separation hypothesis on the or ); the same is therefore true of the map (20.3.8.1). The proposition will follow from the following lemma:

Lemma (20.3.8.2).

With the notations of (8.8.1), suppose quasi-compact, and let be an open in ; let and be its inverse images in and for . Suppose that one of the conditions (i), (ii) of (20.3.8) is satisfied. Then, for to be schematically dense in , it is necessary and sufficient that there exist such that is schematically dense in , and in this case is schematically dense in for .

Suppose first that condition (i) is satisfied; denote by and the canonical injections, by the kernel of the canonical homomorphism . The immersion being quasi-compact and quasi-separated, is a quasi-coherent -Module, so is a quasi-coherent Ideal of , and since is Noetherian, is coherent, hence of finite type. On the other hand, the transition morphism (resp. ) being flat, it follows from (2.3.1) that one may identify with (resp. with ). The assertion then follows from the definition of a schematically dense open and from (8.5.8, (ii)).

To establish (20.3.8.2) when condition (ii) is satisfied, we shall first prove two lemmas.

Lemma (20.3.8.3).

Under the hypotheses of (8.2.2), let (resp. ) be the set of maximal points of (resp. ). Suppose that for every , the set is finite, and that the form a projective system of sets. Then is the projective limit of the system of .

Let us first show that a point is maximal in : indeed, if is a generization of , the image of in is a generization of the image of , hence equal to for every , which implies , since the underlying set of is the projective limit of the underlying sets of the (8.2.9). Conversely, let be a maximal point of and prove that it belongs to . Let be the image of in , the set of maximal points of which are generizations of ; the are non-empty finite sets, which form a projective system, so is non-empty and the map is surjective (Bourbaki, Ens., chap. III, 2nd ed., §7, n° 4, Example I). On the other hand, one has Spec(𝒪_{S,s}) = lim Spec(𝒪_{S_λ, s_λ}) by virtue of (8.2.12) and (8.2.9), so the points of are also maximal points of by the first part of the reasoning. Hence necessarily reduces to the point ; one concludes that reduces to the point , and consequently the are maximal in the , which finishes the proof of the lemma.

Lemma (20.3.8.4).

With the hypotheses being those of (20.3.8.3), suppose moreover quasi-compact; let be an open set of , and let and be its inverse images in for and in . If is dense in , is dense in for and is dense in . Conversely, if is dense in and if moreover the set of maximal points of is finite, there exists such that is dense in .

Indeed, since is finite, the hypothesis that is dense in entails that

, hence for and by virtue of (20.3.8.3), which proves the first assertion. Conversely, suppose finite and dense in , hence ; note that the are open, hence ind-constructible, and the finite, hence pro-constructible (1.9.6). The second assertion then follows from (8.3.2).

(20.3.8.5) End of the proof of (20.3.8.2). Suppose condition (ii) verified, and note that is then reduced by virtue of (8.7.1); it amounts to the same to say that (resp. ) is schematically dense in (resp. ) or that it is dense in (resp. ), and the conclusion follows from (20.3.8.4) applied to the and to .

(20.3.8.6) End of the proof of (20.3.8). To show that the map (20.3.8.1) is injective, consider two morphisms , from a schematically dense open into , and suppose that their images , u'', morphisms of into , coincide on a schematically dense open of . Moreover, in either of the hypotheses (i), (ii), one may suppose quasi-compact; this is evident if is Noetherian; otherwise, as has only a finite number of maximal points and is reduced, it suffices to replace by the union of a finite number of affine open neighbourhoods of these maximal points (contained in by hypothesis). Then there exists such that is the inverse image of a quasi-compact open of (8.2.11), and it follows from (20.3.8.2) that, on taking large enough, one may suppose schematically dense in . It then follows from (8.8.2, (i)) that, on taking large enough, and coincide on , hence belong to the same pseudo-homomorphism.

Let us finally prove that the map (20.3.8.1) is surjective. Consider now a morphism from a schematically dense open of into ; as above, one may suppose quasi-compact and quasi-separated ( may be replaced, in case (ii), by a union of a finite number of pairwise disjoint affine opens). One may then again suppose that there exists such that is the inverse image of a quasi-compact open of (8.2.11) which is automatically quasi-separated, and by (20.3.8.2) one may further suppose that is schematically dense in . Since the are supposed locally of finite presentation, it follows from (8.8.2, (i)) that there exists such that is the image of a morphism ; whence the conclusion.

Remarks (20.3.8.7).

(i) To prove that the map (20.3.8.1) is injective, it is not necessary, under hypothesis (i) of (20.3.8), to suppose Noetherian. Indeed, the lemma (20.3.8.2) does not use this hypothesis. With the notations of (20.3.8.6), let be the sub-prescheme of coincidences of and , and let be the sub-prescheme of coincidences of and u''; it follows from the definition (17.4.5) and from (I, 3.3.10.1) that is the projective limit of the for . Now, by hypothesis, majorizes a schematically dense open in ; it follows that is itself induced on an open of by virtue of the following lemma:

Lemma (20.3.8.8).

Let be a prescheme. Then every sub-prescheme of which majorizes a schematically dense open of is induced on a (schematically dense) open of .

Indeed, the subspace of underlying is locally closed, hence open

in its closure, which already proves that the space underlying is open in ; the conclusion then follows from (11.10.1, c)).

This lemma being established, one concludes that for large enough, is induced on an open of by virtue of (8.6.3), since , as sub-prescheme of a Noetherian prescheme, is of finite presentation over (1.6.2), and the same therefore holds for the for over and for over . One may now apply (20.3.8.2) which shows that for large enough, is schematically dense in , whence the conclusion.

(ii) If, under hypothesis (i) of (20.3.8), one suppresses the condition that is Noetherian, one sees that the reasoning of (20.3.8.6) still shows that the image of (20.3.8.1) is formed of the pseudo--morphisms having a representative which is an -morphism , where is schematically dense in and quasi-compact and quasi-separated.

Corollary (20.3.9).

Suppose one or the other hypothesis a), b) of (20.3.6) on is satisfied, and that is locally of finite presentation over . Then, for a pseudo--morphism of into to be defined at the point (20.2.3), it is necessary and sufficient that its restriction to be everywhere defined (in other words, be an -morphism from into ).

The following result, which we shall use in the proof of (20.3.11), uses the theory of faithfully flat descent of chap. VI. The reader can check that the results of (20.3) will not be used in this theory.

Lemma (20.3.10).

Let be a faithfully flat and quasi-compact -morphism, , and the canonical projections of X'' onto , a prescheme separated over . Let be an open of , , , and suppose that U'' is schematically dense in X''. Let be an -morphism; then, if extends to an -morphism , extends to an -morphism .

One will note that the hypotheses entail that (resp. ) is schematically dense in (resp. ) (11.10.5, (i)); one may therefore again say that if denotes the pseudo--morphism class of , the statement of (20.3.10) means that if is everywhere defined, so is .

To prove (20.3.10), denote by an -morphism which extends , and set (). If one sets , it is clear that and coincide on U'' with . But since is separated over and U'' schematically dense in X'', one has (11.10.1, d)). Since is faithfully flat and quasi-compact, it follows from the theory of descent (chap. VI) that there exists a unique -morphism such that ; since the restriction of is a faithfully flat and quasi-compact morphism and that , the foregoing uniqueness result, applied to in place of , shows that , which proves the lemma.

Proposition (20.3.11).

Let be an -prescheme separated over , a pseudo--morphism of into , an -morphism. Suppose that is flat, and that one of the following conditions is satisfied:

(i) is an open morphism, or surjective and quasi-compact, and contains an open schematically dense in and retrocompact in .

(ii) is locally of finite presentation.

(iii) is locally of finite presentation over , and satisfies one of the conditions a), b) of (20.3.6).

Then is schematically dense in , so that is defined (20.3.2) and one has

Let us prove first that is schematically dense in . The question being local on and , one may suppose and affine, and since is flat, it suffices to see, by virtue of (11.10.5, (ii), a)), that contains an open set retrocompact and schematically dense in . This follows from the hypothesis in case (i), and from (20.2.12) in case (iii), taking into account that in an affine scheme, every open of the form is retrocompact; finally, in case (ii), one sees directly that is schematically dense in by applying (20.3.5, (i)).

Let us now prove (20.3.11.1), in other words that, for every point , one has . Note first that one may restrict to the case where is faithfully flat and quasi-compact. This is indeed the hypothesis in the second case of (i); in the other cases, the question is local on , so one may suppose and already affine, hence quasi-compact. In the first case of (i) and in case (ii), is an open morphism (11.3.1), so one may, by replacing by the open , suppose surjective, hence faithfully flat. In case (iii), using (20.3.9), one may restrict to proving that the restriction of to is everywhere defined, and one may therefore replace by , by , and by its restriction to this latter prescheme, which is a surjective morphism (2.3.4), hence faithfully flat.

Suppose then faithfully flat and quasi-compact; with the notations of the lemma (20.3.10), it suffices to see that U'' is schematically dense in X'', taking for an open schematically dense in and contained in ; this will be the case, by virtue of (11.10.5, (ii), a)), if is taken retrocompact in (since the morphism is flat). Now the existence of such an open is part of the hypothesis in case (i); in case (iii) it follows from (20.2.12) and from the fact that in an affine scheme , every open of the form is retrocompact. Finally, in case (ii), let us take and show directly that U'' is schematically dense in X'': it suffices for this to note that is flat and locally of finite presentation and to apply (11.10.5, (ii), b)).

Corollary (20.3.12).

Let be a pseudo-function on a prescheme . Then, for every flat and locally of finite presentation morphism , the pseudo-function is defined and one has .

Remark (20.3.13).

When satisfies one of the conditions a), b) of (20.3.6), one has seen (20.2.11) that the pseudo-functions on identify with the meromorphic functions on . By virtue of (20.1.12) and of (20.2.13, (i)), if one supposes only that the morphism is flat, then, for every pseudo-function on , is defined and one has .

20.4. Properties of the domains of definition of rational maps

(20.4.1). Let , be two -preschemes, a pseudo--morphism of into . Let be an -morphism belonging to , where is schematically dense in , and consider the graph , a sub-prescheme of (I, 5.3.11), hence a sub-prescheme of . Suppose that this sub-prescheme admits a closure (I, 9.5.11) in ; if is the canonical injection, this will be the case when the -Module is quasi-coherent; it follows from the definition of the equivalence class (20.2.1) that does not depend on the representative considered, hence the closure prescheme of is then well determined by ; one says that this closed sub-prescheme of is the graph of the pseudo--morphism , and one denotes it . One will note that is defined if there exists a morphism of the class such that is retrocompact in and if moreover is quasi-separated over , since then the injection is a quasi-compact and quasi-separated morphism ((1.2.2) and (1.7.4)); the first hypothesis will always be verified when is locally Noetherian. Note also that when is reduced, so is , which is isomorphic to (I, 5.3.11); then exists and is none other than the reduced sub-prescheme of whose underlying space is the closure in of the space underlying (I, 5.2.1 and 5.2.2).

Note finally that if is separated over , is closed in (I, 5.4.3), hence is induced by (when this latter exists) on the open (I, 9.5.10); on the other hand, this induced prescheme is in general different from when is not separated. In particular, if is an -morphism, the graph of the class of may be distinct from the graph . Accordingly, we shall in what follows, when there is a question of the graph of a pseudo--morphism, restrict to the case where is separated over .

(20.4.2). Suppose then defined and separated over ; denote by and the restrictions to of the canonical projections

                              X ×_S Y
                              ╱      ╲
                             p        q
                            ╱          ╲
                           X            Y

Then, if , the restriction of is an isomorphism (I, 5.3.11); conversely, if is an open of having this property, and if is the inverse isomorphism of the restriction of , is an -morphism of into which coincides with a morphism of the class on . One concludes that is the largest open of such that the restriction of is an

isomorphism. Let be the -morphism inverse of the restriction of ; one sometimes denotes the pseudo--morphism of into , the class of (whose associated rational map (20.2.13, (ii)) is then birational); as is the graph of the -morphism , it is schematically dense in (11.10.3, (iv)), so may be regarded as the composite (20.3.2). For every subset of the underlying space of , one sometimes sets , which then amounts to regarding as a map from into (or, as certain authors say, a "multivalued function"). One will note that when , is the set {u(x)}; in general, for an arbitrary , if one denotes by the image of in , by the fibre at the point of the structure morphism , the set is a subset of the prescheme .

(20.4.3). In all the rest of this number, we restrict to the case where is reduced, so that there is then identity between pseudo--morphisms and -rational maps (20.2.7). Moreover, the graph of every -rational map of into is then defined (20.4.1).

Proposition (20.4.4).

Let be a locally integral -prescheme, an -prescheme locally of finite type and separated over , an -rational map of into , the canonical projection. Then, if is a normal point such that the set contains an isolated point, is defined at the point .

Indeed, the first projection is then a separated morphism, locally of finite type, so the same is true of its restriction , which is moreover birational; and since is reduced and integral, is integral; it then follows from that the hypothesis on entails the existence of an open neighbourhood of such that the restriction of is an isomorphism; whence the conclusion (20.4.2).

One will note that the statement (20.4.4) is the original formulation given by Zariski of his Main theorem (with the restriction that he was restricting to algebraic schemes over a base field).

Proposition (20.4.5).

The hypotheses and notations being those of (20.4.4), suppose moreover normal, and let be a reduced prescheme, a morphism locally of finite type and universally open. Then is defined, and one has (in other words, if and , then, for to be defined at the point , it is necessary and sufficient that be so at the point ).

As is reduced and everywhere dense in by virtue of (2.4.11), the composite is defined; to prove that, when is defined at the point , is so at the point , one may evidently replace by an open neighbourhood of , hence suppose everywhere defined; moreover, as is open in , one may suppose surjective. By virtue of the hypothesis on , the morphism is then open, hence for every subset of ; taking for the set , where is the restriction of to , it follows from the preceding relation and from (I, 5.3.12) that the set underlying equals ; as one knows

that is a reduced prescheme (20.4.1), one sees that the -prescheme equals . But since by hypothesis the composite morphism is an isomorphism, is necessarily radicial; as is surjective, the same is true of (I, 3.4.8), so is a set reduced to a point (I, 3.6.4); it then follows from (20.4.4) that is defined at the point .

The following proposition gives a valuative criterion for a rational map to be defined at a point:

Proposition (20.4.6).

Let be a prescheme, , two -preschemes; suppose locally Noetherian, locally of finite type over . Let be a dense open in , an -morphism, a normal point of , an -morphism. In order that can be extended to an -morphism , where is an open of containing and , and such that the composite morphism is the given -morphism , it is necessary and sufficient that the following condition be verified:

(P) For every spectrum S_1 of a discrete valuation ring, with closed point and generic point , and every morphism such that , , the composite morphism extends to a morphism such that the diagram

                         Spec(k(a)) ────→ S_1
                              │            │
                              │            │ h'_1
                              ↓            ↓
                         Spec(k(x)) ────→ Y
                                    h_x

is commutative.

Moreover, if this condition is verified, and if is a morphism satisfying the same conditions as , then there exists an open set containing on which and h'' coincide.

Let us first prove the last assertion; one may suppose and h'' defined on the same open . The sub-prescheme of coincidences of and h'' (17.4.5) contains and , so there is an open neighbourhood of in U_0 such that the sub-prescheme induced by on the open is a closed sub-prescheme of the prescheme induced by on ; as this prescheme majorizes the sub-prescheme induced by on the open , and this latter is schematically dense in , is necessarily equal to (20.3.8.8), which proves that and h'' coincide on .

The necessity of the condition of the statement being evident, let us prove that it is sufficient. By virtue of the biunivocal correspondence between -morphisms of into and -sections of (I, 3.3.15), one may restrict to the case where and where is therefore a -section of ; one will note that then is locally Noetherian, and one may evidently (since is locally integral and locally Noetherian) suppose irreducible. Moreover, taking into account (20.3.7), one may suppose that , where is a Noetherian integral integrally closed local ring.

Note that for every , is a specialization of . Indeed, there exists a spectrum S_1 of a discrete valuation ring and a morphism such that , (II, 7.1.9). Applying the condition of the statement, one obtains at once our assertion, since and . If is an open affine neighbourhood of , one therefore has ; one may consequently replace by , in other words suppose affine, hence separated over . Let be the -rational section of to which belongs, so that its graph has here as underlying set the closure of in . Since is separated over , one may apply (20.4.4) to : it will suffice to prove that, if is the canonical projection, is reduced to a single point and that . Indeed, by (20.4.4), will extend to a section over an open containing , such that , and since then there exists only one -morphism sending to , this will prove the identity of and the composite of and .

Since for , is a specialization of , one has . Suppose then that is an arbitrary point of . Since is the closure of and is formed of points adherent to , where is the generic point of , is the closure of in . One then takes a spectrum S_1 of a discrete valuation ring and a morphism such that , (II, 7.1.9), and one sets , so that , . Applying to the condition of the statement, one sees that one obtains a morphism such that and ; but this entails by virtue of (II, 7.2.3), since is separated over and and must therefore coincide, since they are equal at the point . Q.E.D.

Corollary (20.4.7).

The hypotheses on , , , and being those of (20.4.6), let be a subset of such that is normal at every point of , and for each , let be an -morphism such that the condition (P) of (20.4.6) is verified. Suppose moreover that the union of the graphs of the (identified with subsets of ) for is contained in the union of a finite number of opens of which are separated over (a condition automatically verified if is separated over , or if is quasi-compact and of finite type over ). Then there exists an -morphism , where is an open of containing , such that, for every , the composite

equals .

Note first that, in (20.4.6), if is supposed separated, there is a largest open , equal to the domain of the -rational map corresponding to , on which can be extended, and this extension is unique (I, 7.2.2); whence the conclusion in this case, thanks to (20.4.6). In the general case, let be the set of such that . By virtue of (20.4.6), for every , there is an extension of to , where is a neighbourhood of in such that the graph of is contained in every such that . Since is separated over and reduced, for two points , x'' of , and coincide on since they

coincide on the everywhere dense open of this set. There is therefore a morphism which extends to an open containing ; moreover, for every pair of indices , , the graphs of the restrictions and are contained in ; as is separated over and the foregoing morphisms coincide on an everywhere dense open of , they are equal. The morphism equal to on , to on each of the , answers the question.

Remark (20.4.8).

When , it is clear that if, for every affine open of , there exists an -morphism extending and such that the composite equals for every , then the are the restrictions of an -morphism (everywhere defined) by virtue of the uniqueness assertion in (20.4.6). To prove the existence of , one is therefore reduced to the case where is affine, and then it suffices that the set , union of the graphs of the , be quasi-compact in for one to be able to apply (20.4.7). This will be the case when the are of the form , where is a closed sub-prescheme of having as underlying space, and an -morphism.

Corollary (20.4.9).

Let be a locally Noetherian prescheme, a locally Noetherian prescheme, a flat morphism, a morphism locally of finite type. Let be a dense open in , an -morphism, , the reduced closed sub-prescheme of having as underlying space, an -morphism. Suppose normal at every point of . In order that there exist an -morphism (necessarily unique) extending and , it is necessary and sufficient that the following condition be satisfied:

For every spectrum S_1 of a discrete valuation ring, with closed point and generic point , and every morphism such that and , there exists an S_1-morphism extending and such that the diagram

                         Spec(k(z)) ────→ Z_{(S_1)}
                              │              │
                              │              │ h_0(S_1)
                              ↓              ↓
                          X_{(S_1)} ────→ Y_{(S_1)}
                                     h'_1

is commutative for every .

Indeed, the hypothesis that is flat entails that is dense in (2.3.10), and it then suffices to apply (20.4.8).

Corollary (20.4.10).

Under the hypotheses of (20.4.6), suppose moreover separated and locally quasi-finite over . Let be a dense open in , an -morphism, the corresponding -rational map, a normal point of . In order that be defined at the point , it is necessary and sufficient that the following condition be verified: there exists a spectrum S_1 of a discrete valuation ring, with closed point and generic point , and a morphism

such that , and such that the -rational map is everywhere defined.

Indeed, by hypothesis all the fibres of the projection morphism are formed of isolated points, and to apply (20.4.4) it suffices to know that the fibre is non-empty in . Now if is the unique morphism of the class , the unique point of above and belongs to , whence the conclusion.

Proposition (20.4.11).

Let be a locally Noetherian prescheme, an -prescheme affine over , an open of , . Suppose that one has (5.10.1); then every -morphism extends in a unique way to an -morphism of into .

One may restrict to the case where and are affine and (by virtue of (I, 3.3.14)) to the case where ; one has therefore , , being an -algebra of finite type. As is a quotient of a polynomial algebra , is a closed sub-prescheme of . On the other hand, the hypothesis on entails that is schematically dense in by virtue of (20.2.13, (iv)) and (5.10.2). If one proves that every -morphism extends in a unique way to an -morphism , it will result that factors as : indeed, the sub-prescheme is closed and majorizes (I, 4.4.1), so is identical to (20.3.8.8). Under these conditions, will be the unique -morphism of into extending . One may therefore restrict to the case . But then there is a biunivocal correspondence between the -morphisms from an open into and the families of sections of over (II, 1.7.9); the conclusion therefore follows from (5.10.5).

Corollary (20.4.12).

Let be a locally Noetherian reduced -prescheme satisfying condition (S_2) (5.7.2) (for example a locally Noetherian normal -prescheme (5.8.6)), an -prescheme affine over , an -rational map of into ; then every irreducible component of is of codimension 1 in .

It amounts to the same to say that if Z_2 is the set of such that , then, for every closed subset of , every -morphism of into extends to an -morphism of into ; now this follows from the hypothesis on (5.7.2) and from (20.4.11).

20.5. Relative pseudo-morphisms

(20.5.1). Let , be two -preschemes. It follows from the definitions (11.10.8) that the intersection of two opens , of , universally schematically dense relative to , again possesses this property. One therefore defines an equivalence relation between -morphisms by replacing in (20.2.1) "schematically dense" by "universally schematically dense relative to ". An equivalence class under this relation is called a pseudo-morphism of into relative to , and the set of these classes is denoted .

(20.5.2). Since every open of universally schematically dense relative to is in particular schematically dense, the elements of a pseudo-morphism

of into relative to are equivalent in the sense of (20.2.1), whence a canonical map

  (20.5.2.1)             Ps.hom_{X/S}(X, Y) → Ps.hom_S(X, Y).

Proposition (20.5.3).

Suppose separated over . Then:

(i) The map (20.5.2.1) is injective and identifies with the subset of formed of pseudo--morphisms such that is universally schematically dense relative to .

(ii) The presheaf on is a sheaf.

Assertion (i) is immediate, since saying that two -morphisms , are equivalent in the sense of (20.2.1) means then that they are the restrictions of the same morphism (20.2.4), and if and are universally schematically dense relative to , the same is a fortiori true of . To prove (ii), note that is then a sheaf (20.2.6); on the other hand, given an open cover of , and a pseudo--morphism of into , for to be universally schematically dense in relative to , it follows at once from the definitions (cf. (20.2.1)) that it is necessary and sufficient that each of the sets be universally schematically dense in relative to ; whence (ii).

When is separated, one will denote the subsheaf

of .

When is flat and locally of finite presentation over and separated over , the pseudo-morphisms of into relative to again identify with the pseudo--morphisms such that, for every fibre of the morphism , is schematically dense in (11.10.10).

(20.5.4). A particularly important case where is separated over is the case ( indeterminate). There is then a biunivocal correspondence between the pseudo--morphisms of into and the pseudo-functions on (20.2.8) by virtue of the definition of a product of ℤ-preschemes. The pseudo-morphisms of into relative to then identify, by virtue of (20.5.3), with the pseudo-functions on such that is universally schematically dense relative to . The sheaf is a subsheaf of rings of , which one denotes .

One then sets and one says that its elements are the pseudo-functions on relative to .

(20.5.5). Let , , be three -preschemes, an -morphism. One may, in the reasoning of (20.3.1), replace everywhere "schematically dense" by "universally schematically dense relative to "; for every pseudo-morphism , the morphisms , where runs through , therefore belong to one and the same equivalence class (for the relation defined in (20.5.1)), which one

calls the pseudo-morphism of into , relative to , composed of and , and which one denotes . If is a morphism, it is immediate that .

(20.5.6). Suppose separated over , and let be a pseudo-morphism of into relative to . If is an -morphism such that is universally schematically dense in relative to , it follows from (20.3.2) that the pseudo--morphism has a domain universally schematically dense relative to , hence (20.5.3) may be considered as a pseudo-morphism relative to . When is flat and locally of finite presentation over , the condition that be universally schematically dense relative to is again equivalent to saying that for every , (notation of (11.10.10)) be schematically dense in , or further, denoting the morphism deduced from by base change, that the inverse image under of be schematically dense in . This latter condition will in particular be verified if, for every , , and satisfy one of the three conditions (i), (ii), (iii) of (20.3.5).

(20.5.7). Suppose now that and are both -preschemes flat and locally of finite presentation over , and that is a flat -morphism (or, what amounts to the same (11.3.10), that for every , is a flat morphism). Then, for every open of and every open universally schematically dense in relative to , it follows from (11.10.5) and (11.10.9) that is universally schematically dense in relative to . For every pseudo-morphism of into relative to , it follows from (20.3.4) that the pseudo--morphism is defined and is a pseudo-morphism of into relative to , even when is not supposed separated over . One deduces that in this case, for every -morphism , is again defined and equal to (with the definitions of (20.5.1)), and is therefore a pseudo-morphism relative to .

(20.5.8). Let be an -prescheme, an arbitrary morphism, , the canonical projection. Then, for every open of and every open universally schematically dense in relative to , is universally schematically dense in relative to by definition (11.10.8). Let then be a pseudo-morphism of into an -prescheme relative to ; if , are -morphisms of the class , defined respectively on opens U_1, U_2 of universally schematically dense in relative to , it follows from the foregoing that the morphisms and coincide on an open universally schematically dense relative to . Now, if and if is the canonical projection, and factor canonically as , , and and are two -morphisms into which coincide on . One therefore sees that when runs through the class , the corresponding -morphisms belong to one and the same pseudo-morphism relative to , called the inverse image of under the base-change morphism and denoted . It is clear that if is a second morphism, one has (for the composite base-change morphism ).

20.6. Relative meromorphic functions

(20.6.1). Let be a prescheme, an -prescheme which is flat and locally of finite presentation over ; for every , we shall denote by the fibre at the point of the structure morphism . In general, if is a meromorphic function on , it is not possible to associate to it, in a "natural" way, for each , an "induced" meromorphic function on (20.1.11). For every open of , denote by the set of sections such that, for every , the image of under the canonical homomorphism is a regular section; this implies moreover, by the equivalence of a) and b) in (11.3.7), that is itself a regular section. It is clear that is a subsheaf of the sheaf of sets (notation of (20.1.3)), which one denotes ; one sets

(notation of (20.1.1)) and one says that this sheaf of rings is the sheaf of germs of meromorphic functions on relative to ; its sections over are called meromorphic functions on relative to and their set is denoted . It is clear that is a subsheaf of ; for every meromorphic function and every , the inverse image of under the canonical injection morphism is then defined (20.1.11), and denoted .

(20.6.2). Now let be a quasi-coherent -Module; one sets

  (20.6.2.1)             𝓜_{X/S}(ℱ) = ℱ ⊗_{𝒪_X} 𝓜_{X/S};

the sections of are called meromorphic sections of over , relative to and their set is denoted . The canonical homomorphism is not necessarily injective; when it is, one says that is torsion-free relative to : this means that for every open of and every section , is -regular; this condition is a fortiori verified when is strictly torsion-free (20.1.5). In this latter case, it follows at once from the definitions (20.1.2) that the canonical homomorphism of -Modules

is injective, so that the meromorphic sections of relative to are meromorphic sections of in the sense of (20.1.3).

Proposition (20.6.3).

The image, under the injective homomorphism (20.2.10.1), of the subsheaf of is the subsheaf of pseudo-functions on relative to (i.e. of pseudo-functions whose domain of definition is universally schematically dense relative to (20.5.4)).

One may evidently restrict to proving that the image of under the canonical homomorphism equals ; the proposition is then a consequence of the following more general proposition:

Proposition (20.6.4).

Let be a quasi-coherent -Module of finite presentation and strictly torsion-free. Then, for a meromorphic section of over to be a meromorphic section relative to , it is necessary and sufficient that be universally schematically dense relative to .

The necessity of the condition follows from (20.2.15) applied to each canonical injection (), taking (11.10.9) into account. To see that the condition is sufficient, one must prove that for every , there exists an open neighbourhood of in and a section of over whose restriction to coincides with on a schematically dense open of . Consider the Ideal of denominators of (20.2.14), which is quasi-coherent, and which defines a closed sub-prescheme of whose underlying space is . By hypothesis, if is the image of in , is schematically dense in the locally Noetherian prescheme , hence (20.2.13, (iv)) contains ; this implies that the ideal of has an image in which is not contained in any of the prime ideals (finite in number); hence (Bourbaki, Alg. comm., chap. II, §1, n° 1, prop. 2) there exists an element whose image in does not belong to any of the , and is consequently regular in this Noetherian ring. Let be a section of over an affine open neighbourhood of whose germ at the point is ; since is flat and locally of finite presentation over , one may suppose (11.3.8) that is a regular section of over and that, for every , the image of in is also regular; in other words, one has . But then, by definition of , since is strictly torsion-free, is a section of over ; on the other hand, contains the open set of points where , and this latter contains and is schematically dense in (20.2.9). One therefore sees that on , coincides with the restriction to of the section of over . Q.E.D.

Remarks (20.6.5).

(i) Let be a meromorphic function on relative to , so that for every , is a meromorphic function on (20.6.1); by virtue of (20.1.11.1), one has

But it is worth noting that even when is the spectrum of a discrete valuation ring and ( indeterminate), the two sides of (20.6.5.1) are not necessarily equal: for example, if is a uniformizer of , it is immediate that is a meromorphic function on relative to , since if and are the closed point and the generic point of , is regular in and in , and being the residue field and the field of fractions of . One has in , but since .

(ii) For a meromorphic function relative to to be invertible in the ring , it is necessary and sufficient that for every , be invertible in (in other words, that be a regular meromorphic function on (20.1.8)). The condition is

indeed trivially necessary. Conversely, if it is verified, and if is any point of , its image in , there exists by hypothesis an open neighbourhood of in and two sections , of over such that and ; the hypothesis entails that if is the image of in , is regular at the point . By restricting , one may therefore suppose, by virtue of (11.3.8), that , whence the conclusion.

When is invertible in , one again says that is a regular meromorphic function relative to . One will note that may be invertible in (in other words, regular in the sense of (20.1.8)) without being so in , as the example in (i) at once shows.

(iii) Let be an invertible -Module, and let be a regular meromorphic section of over (20.1.8); one says that is regular relative to if, for every open of such that is isomorphic to , corresponds to an element of which is regular relative to ; by virtue of (ii), it is immediate that it is necessary and sufficient for this that, for every , be a regular meromorphic section (20.1.8) of the invertible -Module . If is the inverse of in (20.1.10), is then also regular relative to . If is a second invertible -Module, a meromorphic section of over , regular relative to , then is a meromorphic section of over , regular relative to .

Proposition (20.6.6).

Let be an -prescheme flat and locally of finite presentation over , an -Module locally free of finite type; for every , denote by the fibre at the point of the structure morphism . Let be a meromorphic section of over , relative to , and suppose that is defined at every point such that . Then is everywhere defined.

By hypothesis, is schematically dense in for every , hence contains the points of such that (5.10.2); the hypothesis means therefore that if one sets , one has at every point of . It therefore suffices to apply (19.9.8).

(20.6.7). Let , be two -preschemes flat and locally of finite presentation over , an -morphism. For every open of , denote by the set of sections whose image in belongs to ; it is immediate that is a subsheaf of the sheaf of sets , which one denotes . One sets ; this is a subsheaf of rings of , and one canonically deduces from a homomorphism of sheaves of rings extending . If a meromorphic function on , relative to , is a section of , is a meromorphic function on , called the inverse image of under , and denoted if this entails no confusion. One extends in the same way the definitions of (20.1.11) relative to -Modules.

Proposition (20.6.8).

With the notations of (20.6.7), if the -morphism is flat, one has , and the homomorphism is defined on all of .

Indeed, the hypothesis entails, by virtue of (11.3.10), that for every , is flat; so, for every section , if is its inverse image in , , which is the inverse image of , is a regular section of over , by virtue of (20.1.12); one concludes that by definition , whence the proposition.

One deduces from this, as in (20.1.12), a canonical homomorphism of -Algebras

(20.6.9). Consider finally an arbitrary morphism , and set , which is flat and locally of finite presentation over ; let be the canonical projection. Let be an open of , a section belonging to , its image in ; for every , if is the image of , one has , hence the morphism is flat, and consequently (20.1.12) the inverse image of in is regular; this proves that one has . This permits one to define canonically, as in (20.6.8), a canonical homomorphism of -Algebras

By means of the identification permitted by (20.6.3), this notion of base change for relative meromorphic functions is a particular case of the analogous notion for relative pseudo-morphisms (20.5.8).