Exposé VIII. The finiteness theorem
1. A biduality spectral sequence1
Let us state the result we want to reach:
Proposition.
Let be a noetherian ring and let be an ideal of . Set and . Let be a finitely generated -module of finite projective dimension. Let be the -Module associated with .
- There exists a spectral sequence
E₂^{p,q} = Ext^p_Y(Ext^{-q}(M, A), A) ⇒ H^{p+q}_Y(X, F).
- There exists a spectral sequence
E₂^{p,q} = Ext^p_Y(Ext^{-q}(F, 𝒪_X), 𝒪_X) ⇒ H^{p+q}_Y(X, F).
Of course, 2) is deduced from 1) by remarking that, if and are two finitely generated -modules, and if one sets and , then one has isomorphisms
ℋ^•_Y(F) ≅ H̃^•_Y(X, F),
Ext^•_Y(F, G) ≅ Ẽxt^•_Y(F, G),
Ext^•_{𝒪_X}(F, G) ≅ Ẽxt^•_A(M, N).
Let be the category of -modules and Ab that of abelian groups. Let be the functor
F : C → Ab defined by M ↦ Γ_Y(M̃).
We know from Exposé II that there is an isomorphism of -functors
H^•_Y(X, M̃) ≅ R^• F(M).
Furthermore, let denote the right derived functors in the second argument of
F ∘ Hom : C° × C → Ab.
We know from Exposé VI that there is an isomorphism of -functors
Ext^•_Y(M, N) ≃ Ext^•_Y(M̃, Ñ).
Let us finally record the following result from Exposé VI: if is an injective -module and is a finitely generated -module, then the sheaf is flasque, hence
It remains to prove the following result:
Lemma.
Let be a noetherian ring and let be the category of -modules. Let be a left exact additive functor such that, for every finitely generated -module and every injective -module , one has . Let be a finitely generated -module of finite projective dimension. Then there exists a spectral sequence
E₂^{p,q} = Ext^p_F(Ext^{-q}(M, A), A) ⇒ R^{p+q} F(M),
where denotes the -th right derived functor of .
We shall consider only complexes whose differential has degree +1. By the hypothesis on , there exists a projective
resolution of of finite length
where, moreover, the are finitely generated modules and if . Let, on the other hand, be an injective resolution of . We claim that
v ∘ u : L^• → I^•
is an injective resolution of . We must specify what this means.
Definition.
Let be a complex of -modules; by an injective resolution of one means a homomorphism of complexes
such that is injective for every , and such that induces an isomorphism on homology.
Proposition.
Every left-bounded complex — i.e. such that there exists with for — admits an injective resolution. Moreover, if is a homomorphism of complexes (both left-bounded) and if and are injective resolutions of and , then there exists a homomorphism of complexes
unique up to homotopy, such that the diagram
x
X^• ────────► C_X^•
│ │
u C_u
│ │
▼ y ▼
Y^• ────────► C_Y^•
is commutative up to homotopy.
The proof is left to the reader.2
Let us recall a notation introduced in Exposé V.
Notation.
Let and be two complexes. We denote by the simple complex whose component of degree is
(Hom^•(X^•, Y^•))^n = ∏_{−p+q=n} Hom(X^p, Y^q),
also written , and whose differential is given by
∂^n : Hom^n(X^•, Y^•) → Hom^{n+1}(X^•, Y^•),
∂^n = d′ + (−1)^{n+1} d″,
where and are the differentials (of degree +1) induced by those of and .
Let then be the complex defined by if and . Let
be an injective resolution of . Consider the double complex
Q^{p,q} = Hom(Hom(L^{-q}, A), C_A^p).
The first spectral sequence of the bicomplex will yield the conclusion of Lemma 1.2.
Set
and
One sees easily that is the simple complex associated with . Let us compute the abutment of the spectral sequence, i.e. the homology of . For this, using the fact that is finitely generated projective in every dimension, one proves that is isomorphic to . From the homomorphism one deduces a homomorphism
b : Hom^•(L′^•, A^•) → Hom^•(L′^•, C_A^•),
or equivalently, a homomorphism
This being said, it is easy to see, using the fact that is finitely generated projective in every dimension and left-bounded, that (1.5) is an injective resolution of . Applying Proposition 1.4, one concludes that is homotopy-equivalent to , where is the injective resolution of introduced earlier (1.1). One deduces that the abutment of the first spectral sequence of the double complex , which is , is isomorphic to .
The initial term of the first spectral sequence of the bicomplex is
For every , is injective. By the hypothesis on , the functor (restricted to the category of finitely generated modules)
N ↦ F Hom(N, C_A^p)
is exact. Hence one deduces isomorphisms
″H^q(F Hom(L′^•, C_A^p)) ≅ F Hom(H^{-q}(L′^•), C_A^p).
By the definition of as the derived functor of , one deduces isomorphisms
Now , where is a projective resolution of , whence isomorphisms
which gives the conclusion. QED.
2. The finiteness theorem
Theorem.3
Let be a locally noetherian prescheme, a closed subset of , and a coherent -Module. Suppose that is locally embeddable in a regular prescheme.4 Let . Suppose that:
a) for every , one has
where one has set5
c(x) = codim({x}̄ ∩ Y, {x}̄).
Then:
b) is coherent.
Corollary.6
Under the hypotheses of the preceding theorem, condition a) is equivalent to:
c) for every such that , one has .
Corollary.
Let be a locally noetherian prescheme that is locally embeddable in a regular prescheme, let be a closed subset of , let be a coherent -Module, and let be an integer. The following conditions are equivalent:
(i) for every , one has ;
(ii) for every such that , one has ;
(iii) for every , is coherent if ;
(iv) is coherent for .7
Suppose these results acquired when is the spectrum of a regular noetherian ring and when is the sheaf associated with an -module of finite projective dimension.
Let us first remark that, if is an open covering of by opens embeddable in a regular scheme, then each of the above conditions is equivalent to the conjunction of the analogous conditions obtained by replacing by , by , and by . Indeed, only the conditions involving can present a difficulty. Let . If , setting
c_j(x) = codim(X_j ∩ {x}̄ ∩ Y, X_j ∩ {x}̄),
one has necessarily . Let which "gives the codimension", i.e. such that , and let be an open of the covering such that ; then , hence , which lets us conclude that a) for the implies a) for .
At this stage, one has only a partial converse, namely that a) for implies a) for the such that , which suffices for our purposes.8
One chooses a covering of by opens embeddable in a regular prescheme. Applying the preceding, one sees that one can suppose closed in a regular . The reduction to is then immediate.
One can therefore suppose regular, and even affine by covering by affine opens. That one can suppose , where is of finite projective dimension, will result from the following lemma:
Lemma.
Let be a regular noetherian prescheme. Let be a coherent -Module. The function which to each assigns the projective dimension of is upper-bounded.
Indeed, let and let be an affine open neighborhood of . Let be a projective resolution of the module , where the are finitely generated. By hypothesis, the ring is regular, hence the projective dimension of is finite; let be that integer. Let
The module is free, because is the projective dimension of ([M], Ch. VI, Prop. 2.1). By (EGA 0_I 5.4.1 Errata), one deduces that the -Module is free on a neighborhood of , with . Choosing such that , one therefore has a projective resolution of (with ):
which proves that the function under study is upper semi-continuous. Now is quasi-compact, whence the conclusion.
We henceforth suppose affine noetherian regular and we suppose that , where is a finitely generated -module, necessarily of finite projective dimension. We shall proceed in several steps. First, we find a condition d), equivalent to a), and prove that it is also equivalent to c). Then, using the spectral sequence of the preceding number, we prove d) ⇒ b). It then remains to prove that (iii) ⇒ (ii); indeed, (i) ⇔ (ii) ⇒ (iii) follows immediately from a) ⇔ c) ⇒ b).
Let ; by hypothesis is a regular local ring. Denoting by the dualizing functor relative to the local ring , it follows from (V 2.1) that
D H^{i-c(x)}(F_x) ≅ Ext^{d(x)-i}_{𝒪_{X,x}}(F_x, 𝒪_{X,x}),
where one has set
d(x) = dim 𝒪_{X,x} + c(x) = dim 𝒪_{X,x} + codim({x}̄ ∩ Y, {x}̄).
Now is noetherian and is coherent, hence
D H^{i-c(x)}(F_x) ≅ (Ext^{d(x)-i}_{𝒪_X}(F, 𝒪_X))_x.
Moreover, for a module to be zero, it is necessary and sufficient that its dual be (cf. editor's note (4) on page 54). For every , set
S_q = Supp Ext^q_{𝒪_X}(F, 𝒪_X),
S′_q = S_q ∩ U, (U = X − Y),
Z_q = S̄′_q ∩ Y.
From formula (2.3), it follows that a) and c) are respectively equivalent to:
- a′) for every and every , one has .
- c′) for every and every , if , one has .
Here is the condition d) promised above:
- d) for every and every , one has .
These conditions are equivalent:
a′) ⇒ c′) is trivial.
d) ⇒ a′). Indeed, let and let ; let which9 "gives the codimension", i.e. such that
dim 𝒪_{{x}̄, y} = codim({x}̄ ∩ Y, {x}̄) = c(x).
From the fact that is regular at , one deduces
dim 𝒪_{X, y} = d(x) (cf. (2.2)).
But , hence , whence the conclusion.
c′) ⇒ d). Let and let . Provisionally admit that there exists such that
y ∈ {x}̄ and dim 𝒪_{{x}̄, y} = 1
(one also says that follows ). It follows that , since "gives the codimension of in ", because . By c′) we extract
Whence the conclusion, on noting that (2.6). The admitted result is expressed in the following lemma:
Lemma.
Let be a locally noetherian prescheme and let be a closed subset of . Set and suppose that is dense in . For every , there exists "which follows it", i.e. such that
y ∈ {x}̄ and dim 𝒪_{{x}̄, y} = 1.
We have applied the lemma taking for the prescheme and for the part .
Proof of 2.5. — There exists such that ; let us therefore choose such that and such that be minimal. We must prove that . Since we have chosen so that every , , lies in , is open in . Whence the conclusion.
The second step consists in deducing b) from d).
Set . By d), we know that, for every , . One then applies VII.2.3, and sees that
Ext^{q+i}_Y(Ext^q(F, 𝒪_X), 𝒪_X) is coherent.
The initial term of the spectral sequence of the preceding number is given by
E₂^{p,q} = Ext^p_Y(Ext^{-q}(F, 𝒪_X), 𝒪_X).
One deduces that is coherent for every and every such that . Now there are only finitely many pairs with , and this spectral sequence converges to , whence the conclusion.
It remains to prove that (iii) ⇒ (ii). Let us write
for the canonical immersion of in . Taking into account the exact homology sequence of the closed subset (I 2.11), one sees that (iii) is equivalent to:
(iv) is coherent for .
Indeed, one has an exact sequence
0 → ℋ^0_Y(F) → F → i_*(F|U) → ℋ^1_Y(F) → 0.
Now is a quasi-coherent subsheaf of the coherent sheaf , hence is coherent. Therefore is coherent if and only if is. Moreover, for , the exact cohomology sequence of the closed subset reduces to isomorphisms
We shall prove that (iv) ⇒ (ii). For this, recall (ii):
(ii) for every such that , one has .
We argue by induction on .
If , the two conditions are empty.
If , one supposes that is coherent. Argue by contradiction and suppose there exists such that and , i.e. . Let such that . Set
A = 𝒪_{X, y} and X′ = Spec(A).
Carry out the base change , which is flat:
v′
U′ = X′ ×_X U ──────► U
│ │
i′ i
│ │
▼ v ▼
X′ ──────────────► X.
The morphism is separated (since it is an immersion), and of finite type (since it is an open immersion and is locally noetherian); the base change is flat, hence (EGA III 1.4.15) one has an isomorphism
Let us denote by (resp. ) the ideal of corresponding to (resp. ). Set ; then is coherent and , so there exists a monomorphism , and consequently is coherent. By the choice of , , and consequently the support of is reduced to , since as a scheme. It follows that
the field of fractions of , and
But is not a finitely generated -module, because differs from the maximal ideal of . Whence a contradiction.
Suppose and that the result is acquired for the . By the induction hypothesis, for every such that , one has . Let such an , and let such that follows , i.e. . Carry out the base change , keeping the notation of diagram (2.7). One finds, applying (EGA III 1.4.15), isomorphisms
v^*(R^p i_*(F|U)) ≃ R^p i′_*(v′^*(F|U)), p ∈ ℤ.
One thus reduces to the case where is the spectrum of a local ring in which is a prime ideal of
dimension 1, i.e. . Then set and . One sees that
and that . Moreover , whence, by the exact sequence of the
, isomorphisms
R^p i_*(F|U) ≃ R^p i_*(F″|U), p ∈ ℤ.
Since , one deduces that neither nor belongs to . Now are the only prime ideals of containing ; it follows (III 2.1) that there exists an element which is -regular, where one has set , . Whence an exact sequence
0 → M ──g·→ M → N → 0,
in which denotes multiplication by in . By the exact homology sequence, one sees that
R^p i_*(Ñ|U) is coherent for p < n − 1,
hence, by the induction hypothesis, , and therefore . QED.
3. Applications
One deduces from these results a coherence condition for the higher direct images of a coherent sheaf under a morphism that is not proper.
Theorem.
Let be a morphism of preschemes. Suppose that is locally noetherian and that is proper. Suppose that is locally embeddable in a regular prescheme. Let . Let be an open of and let be a coherent -Module. Suppose that, for every such that , one has . Then the -Modules are coherent for , where is the canonical immersion of in .
Indeed, there exists a Leray spectral sequence whose abutment is and whose initial term is given by
E₂^{p,q} = R^p f_*(R^q g_*(F)).
Moreover, there exists a coherent -Module such that (EGA I 9.4.3). It then follows from the preceding paragraph that condition (iv) of page 74 is satisfied, i.e. that is coherent for . One then applies the finiteness theorem of EGA III 3.2.1 to and to the sheaves , and finds that is coherent for , whence the conclusion.
Proposition.
Let be a locally noetherian prescheme that is locally embeddable in a regular prescheme. Let be an open of and let be the canonical immersion. Let . Finally, let be a coherent and Cohen-Macaulay -Module (on !). The following conditions are equivalent:
(a) is coherent for ;
(b) for every irreducible component of the closure of the support of , one has
codim(S′ ∩ (X − U), S′) > n.
Let be a coherent -Module such that (EGA I 9.4.3). Applying Corollary 2.3 to , one finds that condition (a) is equivalent to:
(c) for every , one has , with
c(x) = codim({x}̄ ∩ Y, {x}̄).
(a) ⇒ (b). Indeed, let be an irreducible component of and let be its generic point. Since is Cohen-Macaulay, one has . Moreover, , whence the conclusion.
(b) ⇒ (a). Let and let be an irreducible component of such that . Let be the generic point of . Since is Cohen-Macaulay, one knows that
prof F_x = dim 𝒪_{{s}̄, x}.
If , there is nothing to prove. Otherwise, there exists such that
c(x) = dim 𝒪_{{x}̄, y}.
Now is a quotient of a regular local ring by hypothesis, hence
dim 𝒪_{{s}̄, y} = dim 𝒪_{{s}̄, x} + dim 𝒪_{{x}̄, y} > n.
QED.
Bibliography
- [M] H. Cartan and S. Eilenberg, Homological Algebra, Princeton Math. Series vol. 19, Princeton University Press, 1956.
Translation ledger — Exposé VIII
Terms confirmed or first activated in this Exposé (consult glossary.md for the volume-wide list):
| French | English | Note |
|---|---|---|
| suite spectrale de bidualité | biduality spectral sequence | Title-level, §1. |
| théorème de finitude | finiteness theorem | Title of §2 and of Exposé. |
| résolution injective (d'un complexe) | injective resolution (of a complex) | Definition VIII.1.3. |
| complexe limité à gauche | left-bounded complex | Used in Proposition VIII.1.4. |
| double complexe / bicomplexe | double complex / bicomplex | Source uses both interchangeably; preserved. |
| aboutissement | abutment | Standard for spectral sequences. |
| terme initial | initial term | Used for page. |
| localement immergeable dans un préschéma régulier | locally embeddable in a regular prescheme | Standing hypothesis of Theorem VIII.2.1. |
| as written | Preserved verbatim from (2.1); closures are reduced (cf. N.D.E.). | |
| profondeur () | depth () | Per glossary; the source uses prof. |
| « x suit y » | " follows " | Translator keeps quotation marks since the source flags it; Lemma VIII.2.5. |
| sous-faisceau quasi-cohérent | quasi-coherent subsheaf | Standard. |
| de Cohen-Macaulay (sur U !) | Cohen-Macaulay (on !) | Exclamation preserved; the parenthetical insists is Cohen-Macaulay on the open , not on a global ambient. |
| condition (a), (b), (c), (d) | condition (a), (b), (c), (d) | Lowercase Latin letters in this Exposé (not Roman); (i)–(iv) in Corollary 2.3 stay Roman, per the source. |
Note on the / typographic convention: in this Exposé, sheafified local cohomology is rendered (script-H) and global sections with support remain . The underlined section functor of the source is, when it appears, written in line with the volume-wide convention recorded in the introduction.
The reader familiar with the language of Verdier's derived categories will recognize the spectral sequence associated with a biduality isomorphism. Cf. SGA 6 I.
Cf. also H. Cartan and S. Eilenberg, Homological Algebra, Princeton Math. Series, vol. 19, Princeton University Press, 1956.
N.D.E. For an analogous statement, but in a somewhat more general situation, see Mme Raynaud (Raynaud M., "Théorèmes de Lefschetz en cohomologie des faisceaux cohérents et en cohomologie étale. Application au groupe fondamental", Ann. Sci. Éc. Norm. Sup. (4) 7 (1974), pp. 29–52, proposition II.2.1).
This condition can be generalized to the hypothesis of the existence locally on of a "dualizing complex", in the sense defined in R. Hartshorne, Residues and duality (cited in footnote (*) of Exp. IV p. 46).
N.D.E. As in Exposé V, denotes the local cohomology .
N.D.E. Strictly speaking, this is a corollary of the proof that follows and not of the statement. The implication c) ⇒ a) is tautological. The other direction is not, but follows from the proof. To be precise: as below, one covers by opens embeddable in regular schemes, which allows one, as explained below, to reduce to affine regular and where is an -module of finite projective dimension. It is shown in this case that conditions a) and c) are equivalent to the dual conditions a′) and c′). One then shows that c′) implies condition d) (see below) which itself implies a′). See the considerations following 2.4.
N.D.E. This condition appeared only in the body of the proof, but not in the statement of the corollary; since it is used in §3, we have added it.
N.D.E. In fact, a) for implies a) for all the as asserted in the original text, but to see this one must read the proof that follows in detail. This implication does not seem formal at this stage. Let us indeed denote by an index the conjunctions of a property a), b), or c) for the . It is proved in the proof below that c_J) ⇒ a_J) (this is the chain of implications c′) ⇒ d) ⇒ a′)). Now one has tautologically a) ⇒ c), and c) ⇔ c_J), whence a) ⇒ a_J).
N.D.E. In all that follows, closures of points are equipped with the reduced structure.