§4. Subpreschemes and Immersion Morphisms
4.1. Subpreschemes
(4.1.1) Since the notion of quasi-coherent sheaf (0, 5.1.3) is local, a quasi-coherent -Module on a prescheme may be defined by the condition that, for every affine open of , is isomorphic to the sheaf associated to a -module (1.4.1). On a prescheme the structure sheaf is quasi-coherent, and kernels, cokernels, and images of homomorphisms of quasi-coherent -Modules, as well as inductive limits and direct sums of quasi-coherent -Modules, are quasi-coherent (1.3.7 and 1.3.9).
Proposition (4.1.2). Let be a prescheme and a quasi-coherent sheaf of ideals in . The support of the sheaf is closed, and if denotes the restriction of to , then is a prescheme.
Proof. By (2.1.3) it suffices to treat the case where is affine, and to show that there is closed in and is an affine scheme. Indeed, and , where is an ideal of (1.4.1); then and is identified with the prime spectrum of (1.1.11). Moreover, if is the canonical homomorphism, the direct image is canonically identified with the sheaf (1.6.3 and 1.3.9), which completes the proof.
We say is the subprescheme of defined by the sheaf of ideals ; it is a special case of the general notion of subprescheme.
Definition (4.1.3). A ringed space is a subprescheme of a prescheme if: 1° is a locally closed subspace of ; 2° if denotes the largest open of containing such that is closed in (i.e. the complement in of the frontier of relative to ), then is a subprescheme of defined by a quasi-coherent sheaf of ideals of . The subprescheme is called closed if is closed in (in which case ).
It follows at once from this definition and (4.1.2) that the closed subpreschemes of are in canonical bijective correspondence with the quasi-coherent sheaves of ideals of : if two such sheaves , have the same (closed) support and the restrictions of and to agree, then .
(4.1.4) Let be a subprescheme of , the largest open of containing in which is closed, and an open of contained in ; then is closed in . If moreover is defined by the quasi-coherent sheaf of ideals of , then is a quasi-coherent sheaf of ideals of , and the prescheme induced by on is the closed subprescheme of defined by . Conversely:
Proposition (4.1.5). Let be a ringed space such that is a subspace of and there is a cover of by opens of such that, for each , is closed in and the ringed space is a closed subprescheme of the prescheme induced on by . Then is a subprescheme of .
Proof. The hypothesis implies is locally closed in and the largest open containing in which is closed contains all the ; we may thus reduce to and closed in . Define a quasi-coherent sheaf of ideals of by taking for the sheaf of ideals of defining the closed subprescheme , and for every open of not meeting . By (4.1.3) and (4.1.4) there is a unique sheaf of ideals satisfying these conditions, and it defines the closed subprescheme . In particular, the prescheme induced by on an open of is a subprescheme of .
Proposition (4.1.6). A subprescheme (resp. closed subprescheme) of a subprescheme (resp. closed subprescheme) of is canonically identified with a subprescheme (resp. closed subprescheme) of .
Proof. A locally closed subset of a locally closed subspace of is a locally closed subspace of , so by (4.1.5) the question is local and we may assume affine; the proposition then follows from the canonical identification of with when are two ideals of a ring . We shall always make this identification in the sequel.
(4.1.7) Let be a subprescheme of a prescheme , and the canonical injection of underlying spaces; the inverse image is the restriction (0, 3.7.1). For each , let be the canonical homomorphism ; these are the stalk restrictions of a surjective homomorphism of sheaves of rings (it suffices to check locally, assuming affine and closed: if defines , the are the stalk restrictions of ). We have thus defined a monomorphism of ringed spaces (0, 4.1.1) , which is evidently a morphism of preschemes (2.2.1), the canonical injection morphism. If is a morphism, we call the composite the restriction of to the subprescheme .
(4.1.8) In accordance with the general definitions (T, I, 1.1), we say that a morphism of preschemes is dominated by the injection morphism of a subprescheme of if factors as , where is a morphism of preschemes; is necessarily unique since is a monomorphism.
Proposition (4.1.9). For a morphism to be dominated by an injection morphism , it is necessary and sufficient that and that, for every , setting , the homomorphism corresponding to factor through (equivalently, that the kernel of contain that of ).
Proof. The conditions are clearly necessary. To see they are sufficient, we may reduce to the case where is a closed subprescheme of , replacing if necessary by an open in which is closed (4.1.3); is then defined by a quasi-coherent sheaf of ideals of . Write , and let be the kernel sheaf of ; by the properties of the functor (0, 3.7.2), the hypothesis gives . Hence factors as , the first arrow being canonical. Letting be the continuous map coinciding with , one has on the left, and the second arrow is a local homomorphism, so is a morphism of preschemes (2.2.1) with , whence the proposition.
Corollary (4.1.10). For an injection morphism to be dominated by the injection morphism , it is necessary and sufficient that be a subprescheme of .
We then write , and this is an order relation on the set of subpreschemes of .
4.2. Immersion morphisms
Definition (4.2.1). A morphism is called an immersion (resp. closed immersion, resp. open immersion) if it factors as , where is an isomorphism, a subprescheme of (resp. a closed subprescheme, resp. a prescheme induced on an open), and the injection morphism.
The subprescheme and the isomorphism are then uniquely determined: if is a second subprescheme with injection and an isomorphism with , then , whence (4.1.10), and likewise , so ; since is a monomorphism, . One calls the canonical factorization of the immersion , and , the subprescheme and isomorphism associated to . An immersion is a monomorphism of preschemes (4.1.7) and a fortiori a radicial morphism (3.5.4).
Proposition (4.2.2). a) For a morphism to be an open immersion, it is necessary and sufficient that be a homeomorphism of onto an open subset of , and that for every the homomorphism be bijective. b) For to be an immersion (resp. a closed immersion), it is necessary and sufficient that be a homeomorphism of onto a locally closed (resp. closed) subset of , and that for every the homomorphism be surjective.
Proof. a) The conditions are clearly necessary. Conversely, if they hold, is an isomorphism of onto , and is the sheaf obtained by transport of structure from via , whence the conclusion.
b) The conditions being clearly necessary, we prove sufficiency. First suppose affine and closed in . By (0, 3.4.6), has support , and its restriction to recovers by transport of structure via . We show is a quasi-coherent -Module. For it vanishes near ; for , take an affine open neighborhood of in ; then is the trace on of an open of , and the restriction of to agrees with that of the direct image . The restriction of to is of the form , where is a homomorphism (1.7.3), so is quasi-coherent (1.6.3), proving the claim by the local nature of quasi-coherence. Since is a homeomorphism, (0, 3.4.5) gives that is identified with a stalk of the canonical map via isomorphisms, so the surjectivity of gives that of this map. As has support , the canonical homomorphism of onto the quasi-coherent Module is surjective; hence there is a unique isomorphism of a quotient ( an ideal of ) onto inducing (1.3.8). With the restriction of to , is a subprescheme of , and factors as the canonical injection of this subprescheme and the isomorphism . For the general case, take an affine open of with closed and nonempty; restricting to reduces to the first case, giving a closed immersion with canonical factorization . For a second affine open , uniqueness of the canonical factorization (4.2.1) forces compatibility on overlaps, so by (4.1.5) there is a subprescheme of with underlying space , and the glue to an isomorphism with .
Corollary (4.2.3). Let be an affine scheme. For a morphism to be a closed immersion, it is necessary and sufficient that be an affine scheme and the homomorphism be surjective.
Corollary (4.2.4). a) Let be a morphism and a cover of by opens of . For to be an immersion (resp. an open immersion), it is necessary and sufficient that its restriction to each induced prescheme be an immersion (resp. an open immersion) into . b) Let be a morphism and an open cover of . For to be a closed immersion, it is necessary and sufficient that its restriction to each be a closed immersion into .
Proof. Write ; in case a), is surjective (resp. bijective) for all , and in case b) surjective for all , so it suffices to check the topological condition on . Now is injective and carries neighborhoods to neighborhoods within ; in case a), is locally closed (resp. open) in , so is locally closed (resp. open) in , a fortiori in ; in case b), is closed in , so is closed in .
Proposition (4.2.5). The composite of two immersions (resp. two open immersions, two closed immersions) is an immersion (resp. an open immersion, a closed immersion). This follows trivially from (4.1.6).
4.3. Products of immersions
Proposition (4.3.1). Let , be two -morphisms. If and are immersions (resp. open immersions, resp. closed immersions), then is an immersion (resp. open, resp. closed). Moreover, if (resp. ) identifies (resp. ) with a subprescheme (resp. ) of (resp. ), then identifies the underlying space of with the subspace of , where , are the projections.
Proof. By (4.2.1) we may assume , are subpreschemes and , injection morphisms. The proposition is already known for subpreschemes induced on opens (3.2.7); since every subprescheme is a closed subprescheme of a prescheme induced on an open (4.1.3), we reduce to , closed subpreschemes. We may assume affine: covering by affine opens and using (3.2.5), (3.2.6.4), (3.2.7), and (4.2.4), the general case follows from the affine one. Likewise we may assume , affine: covering by affine opens and using (3.2.7), the relation (where ) reduces to the affine case. So assume , , affine with rings , , ; then , are -algebras, , affine with quotient rings , , and , with , the canonical surjections (1.7.3). Now (resp. ) is affine with ring (resp. ), and with (3.2.2, 3.2.3); since is surjective, is a (closed) immersion. If (resp. ) is the kernel of (resp. ), the kernel of is (, ); this corresponds in to the closed set , completing the proof.
Corollary (4.3.2). If is an immersion (resp. open, resp. closed immersion) and an -morphism, then is an immersion (resp. open, resp. closed immersion) for every extension of the base prescheme.
4.4. Inverse image of a subprescheme
Proposition (4.4.1). Let be a morphism, a subprescheme (resp. closed subprescheme, resp. prescheme induced on an open) of , and the injection morphism. Then the projection is an immersion (resp. closed, resp. open); the associated subprescheme of has underlying space , and if is its injection morphism, a morphism is such that is dominated by if and only if is dominated by .
Proof. Since (3.3.4), the first assertion follows from (4.3.1); the second is a special case of (3.5.10) (exchanging the roles of and ). Finally, if with , the definition of the product gives for a morphism , whence the last assertion.
We say the subprescheme of so defined is the inverse image of the subprescheme of by , consistent with the terminology of (3.3.6). When , factors as . When is a closed point of and the smallest closed subprescheme with as underlying space (4.1.9), the closed subprescheme is canonically isomorphic to the fiber of (3.6.2), with which it is identified.
Corollary (4.4.2). Let , be two morphisms, . For every subprescheme of , the subpreschemes and of are identical. This follows from the canonical isomorphism (3.3.9.1).
Corollary (4.4.3). Let , be two subpreschemes of with injections , . Then and both equal the infimum for the order relation between subpreschemes, and are canonically isomorphic to . This follows from (4.4.1) and (4.1.10).
Corollary (4.4.4). Let be a morphism and , two subpreschemes of ; then . This follows from the canonical isomorphism between and (3.3.9.1).
Proposition (4.4.5). Let be a morphism and a closed subprescheme of defined by a quasi-coherent sheaf of ideals of (4.1.3). Then the closed subprescheme of is defined by the quasi-coherent sheaf of ideals of .
Proof. The question is local on and ; it suffices to remark that if is an -algebra and an ideal of , then , and to apply (1.6.9).
Corollary (4.4.6). Let be a closed subprescheme of defined by a quasi-coherent sheaf of ideals of , and the injection. For the restriction of to to be dominated by the injection (i.e. to factor as with ), it is necessary and sufficient that , where is the ideal sheaf of . It suffices to apply (4.4.1) to , taking (4.4.5) into account.
4.5. Local immersions and local isomorphisms
Definition (4.5.1). Let be a morphism of preschemes. We say is a local immersion at a point if there exist an open neighborhood of in and an open neighborhood of in such that the restriction of to the induced prescheme is a closed immersion of into the induced prescheme . We say is a local immersion if it is so at every point of .
Definition (4.5.2). We say a morphism is a local isomorphism at a point if there exists an open neighborhood of in such that the restriction of to the induced prescheme is an open immersion of into . We say is a local isomorphism if it is so at every point of .
(4.5.3) An immersion (resp. a closed immersion) may thus be characterized as a local immersion such that is a homeomorphism of the underlying space of onto a subset (resp. a closed subset) of . An open immersion may be characterized as an injective local isomorphism.
Proposition (4.5.4). Let be an irreducible prescheme and an injective dominant morphism. If is a local immersion, then is an immersion and is open in .
Proof. Let , and let , be open neighborhoods of and such that is a closed immersion into . Since is dense in , is dense in by hypothesis, so and is a homeomorphism of onto ; injectivity of gives , whence the proposition.
Proposition (4.5.5). (i) The composite of two local immersions (resp. two local isomorphisms) is a local immersion (resp. a local isomorphism). (ii) Let , be two -morphisms. If and are local immersions (resp. local isomorphisms), so is . (iii) If an -morphism is a local immersion (resp. a local isomorphism), so is for every extension of the base prescheme.
Proof. By (3.5.1) it suffices to prove (i) and (ii). (i) follows at once from the transitivity of closed (resp. open) immersions (4.2.4) and the fact that if is a homeomorphism of onto a closed subset of , then for every open , is open in , hence for some open of , so is closed in . For (ii), let , be the projections of and , those of . There are open neighborhoods , , , of , , , such that the restrictions of and to and are closed (resp. open) immersions into and . Since the underlying spaces of and are identified with the open neighborhoods and (3.2.7), the proposition follows from (4.3.1).